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Compliance Manager
2 months ago
The Company
Our global fintech banking group is a leading financial institution that provides innovative banking solutions to individuals and businesses worldwide.
The Role
We are seeking a highly skilled Compliance Manager to join our London-based team. As a key member of our compliance department, you will be responsible for leading regulatory horizon scanning and providing risk-based analysis to guide our strategic decisions.
Key Responsibilities
- Lead regulatory change projects and deliver clear progress reporting to senior management.
- Champion our approach to Consumer Duty, providing constructive challenge and ensuring compliance.
- Coordinate compliance activities, support the Chief Compliance Officer, and ensure clear communication of compliance objectives across the organization.
- Provide day-to-day compliance guidance to business units, develop relevant UK policies, and maintain compliance frameworks.
- Oversee compliance training, ensuring it is tailored to our UK operations and effectively monitored.
- Develop and deliver insightful compliance reporting to Executive and Board committees.
- Support the business in meeting regulatory requirements, including managing the Management Responsibilities Map (MRM) and contributing to Anti-Money Laundering (AML) and Fraud investigations.
Requirements
- Extensive 2nd Line of Defence experience in retail and/or corporate banking compliance, with a deep understanding of relevant FCA and PRA rules.
- Strong background in policy and procedure writing, with a focus on best practice compliance and risk management frameworks.
- Experience in a challenger or start-up environment is preferred, with a proven ability to deliver clear, technology-driven reporting.
- Expertise in payment services, merchant acquiring, commercial lending, retail deposit-taking, and consumer lending.
About Us
Compliance Professionals is a leading provider of compliance solutions to the financial services industry. We are committed to delivering high-quality compliance services that meet the evolving needs of our clients.
