VP - Compliance Generalist
1 week ago
Job Title: Vice President - Compliance
Location: London
Industry: Financial Services
Position Overview:
A leading global asset manager is seeking an experienced Compliance Vice President with a strong generalist background to join their team. This pivotal role reports directly to the Chief Risk Officer and involves providing high-level compliance advisory services, monitoring regulatory adherence, and contributing to the development and enhancement of the firm’s Risk and Compliance function.
Key Responsibilities:
- Regulatory Compliance Monitoring: Oversee the firm’s compliance with regulatory standards, ensuring all activities align with industry regulations.
- Compliance Risk Assessment: Lead the ongoing updates and refinement of the firm’s Compliance Risk Assessment.
- Regulatory Guidance: Provide expert regulatory guidance and advice to senior leadership as needed.
- Policy Review: Regularly review and update firm-wide policies and procedures to ensure they meet current regulatory requirements and best practices.
- Regulatory Horizon Scanning: Stay ahead of regulatory changes that could impact the firm, ensuring timely identification and response.
- Compliance Training: Design and deliver comprehensive Compliance training across the firm to ensure regulatory standards are understood and adhered to.
- Team Support: Collaborate with the Risk and Compliance Team on various tasks, offering support during less busy periods.
Candidate Profile:
- Experience: Minimum of 5 years of experience in compliance roles within the financial services sector, with a preference for experience in trading or investment firms.
- Legal Expertise: A legal background is advantageous, though not mandatory.
- Compliance Knowledge: Strong understanding of AML and CTF regulations, along with FCA rules, and the ability to apply them pragmatically and effectively.
If you could be interested, please reach out to Matthew Carton at Selby Jennings.
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