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Compliance Officer

4 months ago

UK, UK, United Kingdom One Ten Associates Full time

One Ten Associates are partnering with a growing Private Equity fund who is looking to hire an experienced Compliance Officer, based in London.


This is a generalist compliance role, with full exposure across the funds activities. Reporting into the Head of Compliance, you'll be expected to lead a majority of day to day compliance tasks across multiple jurisdictions (UK, Europe, Asia and US). You'll join a small, established legal and compliance team.


Duties will include:


  • Provide regulatory advice to the business / senior stakeholders, across multiple regulatory jurisdictions (UK, Europe, Asia, US)
  • Design, manage and oversee the Compliance Monitoring Programme (CMP)
  • Prepare and submit periodic and ad-hoc regulatory reporting
  • Design & enforce controls over the movement of material non-public information (MNPI) within the fund
  • Review and advise on potential upgrades/improvements for the compliance programme, systems, controls and vendors
  • Work with external compliance consultants for regulatory matters
  • Design, manage and oversee the Financial Crime prevention framework


The ideal candidate will have 5-7+ years compliance experience working within a private market fund (Private Equity, Private Credit/Debt or other). Public market experience will also be considered, as long as you have some understanding of private markets and the regulatory issues affecting a private market fund.