Compliance & Training Supervisor
1 week ago
About BenchmarkOur award-winning, proprietary solutions cover regulatory, platform and investment services, and are designed to support advisers at every step of their journey – from starting and running a financial advice business more productively and effectively, to accelerating its growth and realising its value.We support high quality financial advisers with our award-winning technology and support services.
And with our own Financial Advice business, we help families find solutions to meet their needs and aspirations and achieve peace of mind.
By providing access to higher quality solutions, we make it easier for them to meet and exceed their goals.Ensuring good client outcomes, with the client's interests central to decision making, is very important at Benchmark.
Treating Customers Fairly principles are embedded within our organisation and we take responsibility for embracing and promoting our duty of care to all clients, including those who may be more vulnerable than others.
The baseYou'll be based at our Schroders Business Campus near Horsham in West Sussex.
It has high standards and international reputation, without being in the city: a big, countryside campus means life will feel a little different.
We support our offices by using cutting edge software and hardware and our spacious campus facilities mean there's a great working environment for the team.
With an on-site restaurant, coffee shop and gym, our campus has much to offer.
And commuters can relax on our dedicated regular shuttle bus to and from Horsham's main line train station.
What you'll do The knowledge, experience and qualifications you need• Detailed knowledge of FCA rules and their interpretation/application• Ability to train and motivate others whilst remaining flexible/adaptable• Highly developed analytical, observational and communication skills• Minimum of level 4 Diploma in regulated financial planning (or equivalent), with significant progress towards the achievement of further qualifications desired• Significant compliance experience within the financial services, preferably in an investment or insurance environment.
• An in-depth understanding of FCA/PRA regulatory expectations.
• Experience working within a network of Financial Advisers The knowledge, experience and qualifications that will help• L6 Advanced Diploma working towards Chartered Status• J07 Supervision in a Regulated Environment • Specialist qualifications:• Equity Release/lifetime mortgages – ER1 & HR1 or equivalent.• Occupational pensions – Combination of J04, J05 & AF3 or equivalent.• Long Term Care – CF8• Mortgages - CeMAP/MAQ/CF6• Single share-based investments – L4 diploma + IMC or securities gap fill We're looking for the best, whoever they areOur purpose is to provide excellent client outcomes and service.
Diversity of thought facilitated by an inclusive culture will allow us to make better decisions and better achieve our purpose.
This is why inclusion and diversity are a strategic priority for us and why we are an equal opportunities employer: you are welcome here regardless of your age, disability, gender identity, religious beliefs, sexual orientation, socio-economic background or any other protected characteristics.
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