Internal Compliance Specialist
1 day ago
Seeking an Internal Compliance Specialist to join our team at Artemis Recruitment Consultants Ltd in Horsham. This is an excellent opportunity for an experienced Compliance Officer to take their career to the next level.
Salary: £40,000
Job DescriptionWe are looking for a highly skilled professional to oversee our company's regulatory compliance, ensuring we operate within FCA regulations and internal policies.
- You will develop and maintain our T&C framework, providing oversight of new advisers and ensuring they meet FCA requirements.
- You will manage a team of supervisors to deliver required T&C outcomes.
- You will arrange external T&C audits and oversee internal file reviews.
- You will stay up-to-date with industry developments and regulations, applying your expertise to drive business growth and success.
Key Requirements
- Proven experience in a compliance role within the financial services sector.
- In-depth knowledge of FCA standards and regulations.
- Excellent reporting procedures and record-keeping skills.
- Outstanding communication and interpersonal skills.
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