Internal Compliance Specialist

1 day ago


Horsham, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full time

Seeking an Internal Compliance Specialist to join our team at Artemis Recruitment Consultants Ltd in Horsham. This is an excellent opportunity for an experienced Compliance Officer to take their career to the next level.

Salary: £40,000

Job Description

We are looking for a highly skilled professional to oversee our company's regulatory compliance, ensuring we operate within FCA regulations and internal policies.

  • You will develop and maintain our T&C framework, providing oversight of new advisers and ensuring they meet FCA requirements.
  • You will manage a team of supervisors to deliver required T&C outcomes.
  • You will arrange external T&C audits and oversee internal file reviews.
  • You will stay up-to-date with industry developments and regulations, applying your expertise to drive business growth and success.

Key Requirements

  1. Proven experience in a compliance role within the financial services sector.
  2. In-depth knowledge of FCA standards and regulations.
  3. Excellent reporting procedures and record-keeping skills.
  4. Outstanding communication and interpersonal skills.


  • Horsham, West Sussex, United Kingdom Global 4 Communications Limited Full time

    Job Title: ISO Compliance SpecialistAbout the Role:We are seeking a highly motivated and experienced ISO Compliance Specialist to join our team at Global 4 Communications Limited. As an ISO Compliance Specialist, you will be responsible for leading, managing, and retaining ISO and compliance across the business.Key Responsibilities:Lead, manage, and retain...


  • Horsham, West Sussex, United Kingdom AJ Walter Aviation Full time

    About AJ Walter AviationAJ Walter Aviation is a leading provider of aircraft spare parts, repair, and lease services. With over 1000 airline clients in 117 countries, we have established ourselves as a global leader in the industry.Job SummaryWe are seeking an experienced Warehouse Compliance Specialist to ensure our warehouse operations meet all regulatory,...


  • Horsham, West Sussex, United Kingdom Global 4 Communications Ltd Full time

    Job SummaryWe are seeking a highly motivated ISO Compliance Specialist to lead and manage ISO and compliance across our business.About the RoleThe successful candidate will be responsible for:Leading, managing, and retaining ISO and compliance across the businessISO audit management and preparation of 27001, 9001, and 14001Streamlining current and future...


  • Horsham, West Sussex, United Kingdom Schroders Full time

    Job Title: Regulatory Compliance SpecialistAt Schroders, we are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our Compliance function, you will play a critical role in ensuring that our business operates in compliance with all relevant regulations and industry standards.Key Responsibilities:Assess and...


  • Horsham, West Sussex, United Kingdom Schroders Full time

    **About Us**Schroders is a leading global investment manager, and our Operations Compliance Team plays a vital role in ensuring we meet the highest standards of regulatory compliance.We are looking for an experienced Regulatory Compliance Specialist to join our team. As a key member of our team, you will be responsible for undertaking regular monitoring of...


  • Horsham, West Sussex, United Kingdom Schroders Recruitment Full time

    Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Schroders Recruitment. As a key member of our compliance function, you will play a critical role in ensuring that our business operates in accordance with relevant regulatory requirements.Your primary responsibility will be to assess and help operationalize...


  • Horsham, West Sussex, United Kingdom Quality Care Recruit Full time

    Job Title: HR Recruiter (Care Home Staff)Location: Horsham, West SussexSalary: £29,000 - £35,000 (based on experience, negotiable)Contract: Full-Time, Starting JanuaryAbout the RoleQuality Care Recruit is seeking an experienced HR Recruiter to join our team. As a recruiter for our rapidly growing care provider in West & East Sussex, you will be responsible...


  • Horsham, West Sussex, United Kingdom Social Care & Education Jobs Ltd Full time

    Job Title: Head of Safeguarding and Compliance SpecialistJob Summary:We are seeking a highly experienced and skilled Head of Safeguarding and Compliance Specialist to join our team at Social Care & Education Jobs Ltd. As a key member of our staff, you will be responsible for leading and managing the staff team responsible for supporting young people in...


  • Horsham, West Sussex, United Kingdom Care Outlook Ltd Full time

    About UsCare Outlook Ltd is a leading healthcare provider with a strong focus on delivering high-quality patient care.Salary Range: $80,000 - $100,000 per annumJob DescriptionWe are seeking a highly organized and detail-oriented Medications Compliance Specialist to join our team. In this role, you will be responsible for ensuring that medication...


  • Horsham, West Sussex, United Kingdom Hays Specialist Recruitment Full time

    Talent Acquisition Specialist - Early CareersAs a Talent Acquisition Specialist - Early Careers, you will be responsible for qualifying current and future hiring needs, planning and executing our early careers advertising campaign and assessment stages. You will support candidates throughout the hiring process, ensuring a smooth and efficient experience....

  • Compliance Officer

    2 weeks ago


    Horsham, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full time

    We are seeking an experienced Compliance Officer to join our team at Artemis Recruitment Consultants Ltd. The ideal candidate will have a strong background in the financial services sector, with a deep understanding of FCA standards and regulations.Key Responsibilities:Manage the company's T&C scheme, ensuring efficient and high-quality delivery of required...


  • Horsham, West Sussex, United Kingdom Care Outlook Ltd Full time

    Care Outlook Ltd is a leading healthcare organization seeking a skilled Senior Medication Compliance Specialist to ensure the accuracy and timeliness of medication administration. As an Electronic Medication Management System Auditor, you will be responsible for reviewing and validating medication orders to prevent errors and adverse events.Key...

  • Compliance Monitor

    3 weeks ago


    Horsham, West Sussex, United Kingdom Schroders Full time

    Compliance Monitoring Officer Job DescriptionJob Summary: We are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. The successful candidate will undertake regular monitoring of the firm's systems/controls and provide assurance, advice, and regulatory guidance to the business.Main Responsibilities:Undertake...


  • Horsham, West Sussex, United Kingdom ENGINEERINGUK Full time

    About EngineeringUKWe're a leading provider of regulatory compliance solutions, supporting financial services firms with our award-winning technology and expertise. Our team of experts helps clients navigate complex regulatory landscapes, ensuring they remain compliant and competitive.The RoleYou'll be working closely with our Group Technical Compliance...


  • Horsham, West Sussex, United Kingdom Schroders Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Consultant to join our team at Schroders. As a key member of our Compliance function, you will play a critical role in ensuring that our business operates in compliance with all relevant regulatory requirements.Key ResponsibilitiesAssess and help operationalise regulatory requirements, both...


  • Horsham, West Sussex, United Kingdom Schroders Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Consultant to join our team at Schroders. As a key member of our Compliance Technical function, you will play a critical role in supporting the regulatory change and compliance advisory aspects of our business.Key ResponsibilitiesAssess and help operationalise regulatory requirements, both...


  • Horsham, West Sussex, United Kingdom AJW Group Full time

    AJW Group, a global leader in the supply of commercial aircraft spare parts, seeks a Quality Control & Compliance Lead to ensure our warehouse operations meet regulatory standards.This role requires a strong background in quality control or compliance, preferably within an aviation warehouse or logistics environment.Main Responsibilities:Ensure compliance...

  • Compliance Director

    3 weeks ago


    Horsham, West Sussex, United Kingdom Global 4 Communications Limited Full time

    Job Title: Compliance DirectorJob Summary: We are seeking a highly motivated and experienced Compliance Director to lead our ISO governance and risk management initiatives.About the Role: As a key member of our team, you will be responsible for managing and retaining ISO certifications across the business, leading audit preparation and management, and...

  • Compliance Officer

    1 day ago


    Horsham, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Artemis Recruitment Consultants Ltd is seeking an experienced Senior Risk Manager to join our team in Horsham. The ideal candidate will have a proven track record in managing risk and compliance within the financial services sector.Salary: £40,000Job DescriptionWe are looking for a highly skilled individual to oversee the management of our company's...

  • Compliance Officer

    1 month ago


    Horsham, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full time

    We are seeking a highly skilled Compliance Officer to join our team at Artemis Recruitment Consultants Ltd. The successful candidate will be responsible for ensuring the company adheres to FCA guidance and internal policies.Key Responsibilities:Management of the company's T&C scheme, including adviser supervision, certification, development, and file...