Financial Risk and Compliance Specialist

3 days ago


Horsham, West Sussex, United Kingdom Schroders Full time
Job Overview
At Schroders, we're seeking a highly skilled Financial Risk and Compliance Specialist to join our team on a part-time basis. This role will involve maintaining a systematic file monitoring scheme across the network, in accordance with regulatory requirements. You'll undertake quality of advice reviews, risk assessments, and business reviews to ensure compliance with industry standards.

About the Role
This is a maternity cover position that requires flexibility and adaptability. You'll work closely with the compliance team to deliver training to member firms and support the development of their quality of advice reviews. Your excellent communication skills and ability to remain flexible will be essential in this role.

What You'll Do

Our ideal candidate will have significant experience within the financial services sector, preferably in an investment or insurance environment. They should possess excellent knowledge of retail investment, savings, pension, and protection products, as well as a good understanding of FCA/PRA regulatory expectations and compliance requirements. The salary for this position is approximately £60,000 per annum.

Benefits

  • A competitive salary of around £60,000 per annum.
  • An international reputation for excellence in our campus near Horsham in West Sussex.
  • Access to cutting-edge software and hardware.
  • Spacious campus facilities and amenities, including an on-site restaurant, coffee shop, and gym.

Requirements

  1. Maintain a systematic file monitoring scheme across the network.
  2. Undertake quality of advice reviews and risk assessments.
  3. Deliver training to member firms.
  4. Support the development of quality of advice reviews.

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