Risk Management Specialist
2 weeks ago
Schroders Recruitment is seeking a highly skilled Risk Management Specialist to join our team. As a Risk Management Specialist, you will play a critical role in ensuring that our business operates within the required risk parameters.
About the Role:
- Monitor AR firms, coaching and mentoring approved persons both remotely and on-site, to ensure compliance with both regulatory rules and Network procedures.
- Apply a risk-based and common-sense approach to the compliance monitoring process.
- Undertake appropriate file reviews, ensuring that the findings are accurately recorded and handled appropriately so as to mitigate associated risks.
- Liaise effectively with senior management in respect of regulatory and Network issues.
Requirements:
- Detailed knowledge of FCA rules and their interpretation/application.
- Ability to train and motivate others whilst remaining flexible/adaptable.
- Minimum of level 4 Diploma in regulated financial planning (or equivalent), with significant progress towards the achievement of further qualifications desired.
- Significant compliance experience within the financial services, preferably in an investment or insurance environment.
What We Offer:
- A competitive salary of £55,000 - £65,000 per annum.
- A comprehensive benefits package, including health insurance, pension scheme, and annual leave.
- The opportunity to work with a leading financial services company and contribute to its success.
How to Apply:
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