Financial Services Compliance Officer

The Schroders Recruitment team is seeking a dedicated Financial Services Compliance Assistant to join their team in Horsham, West Sussex. This role will involve supporting the Compliance team in administering the supervisory scheme across the Network.Key ResponsibilitiesAssist and support the Compliance team in administering the supervisory scheme across the...

Biffa Waste Services Limited is looking for a dedicated Sustainability and Compliance Officer to join their team in Horsham. In this role, you will play a crucial part in maintaining the highest standards of sustainability and minimizing the plant's environmental impact.About the RoleThe Sustainability and Compliance Officer will be responsible for ensuring...

Job Title: Compliance Officer - Investment SolutionsWe are seeking a highly skilled Compliance Officer to join our team at Schroders Recruitment. As a Compliance Officer, you will play a critical role in ensuring that our business operates within the required regulatory frameworks.About the Role:Assist the Compliance Director in providing a timely response...

About the CompanyAustin Fraser is a leading recruitment agency specialising in Financial Services jobs. We are committed to providing exceptional service to our clients and candidates.The RoleWe are seeking a highly skilled Regulatory Compliance Supervisor to join our Financial Services Compliance Department in Horsham. As a key member of the team, you will...

Company OverviewFinancial Divisions is a wealth planning firm with offices in Horsham. We offer financial advice to HNW retirees, accumulators, local families, and SME owners across Surrey, Sussex, Kent, and London.Salary and BenefitsThe salary for this role is £65,000 - £80,000 per annum, negotiable based on experience. A 20% bonus is offered on initial...

Job Title: Financial Services Liaison OfficerWe support high-quality financial advisers with our award-winning technology and support services. Our solutions cover regulatory, platform, and investment services, designed to support advisers at every step of their journey.Responsibilities include: First point of contact for queries from Financial Advisors...

We are seeking a highly skilled Regulatory Support Specialist to provide first-class support to the Compliance Officer in our Horsham office.The successful candidate will have strong technical competence in Microsoft applications, excellent keyboard skills and business awareness.As a key member of the team, you will be responsible for proactively supporting...

Pension Administration OpportunityWe are seeking an experienced pension administrator to join our team in the UK. As a key member of our team, you will provide exceptional customer service to ensure our clients' seamless experience from account opening to retirement income distribution.Job RequirementsProcess new pension accounts and verify compliance with...

About the Role:We are seeking a highly skilled AML Compliance Assistant to join our team at Schroders. The successful candidate will be responsible for administering the supervisory scheme across the network, undertaking focused file checks, and maintaining accurate records of findings.Key Responsibilities:Assist the Compliance team in administering the...

ACS Performance is a dynamic and expanding company that offers an exciting opportunity for a Chief Financial Officer to join our team. Our company has recently formed a strategic partnership with a major brand, leading to rapid growth and expansion of our operations.About the RoleThe successful candidate will be responsible for overseeing our finance...

Job Title: Financial Planning SpecialistAbout the RoleThis is a servicing role suitable for experienced financial professionals with 2+ years of advising experience. The ideal candidate will have strong communication skills, be able to build long-term relationships, and demonstrate expertise in pensions, investments, tax planning, cashflow modeling, and...

Artemis Recruitment Consultants Ltd is seeking an experienced Senior Risk Manager to join our team in Horsham. The ideal candidate will have a proven track record in managing risk and compliance within the financial services sector.Salary: £40,000Job DescriptionWe are looking for a highly skilled individual to oversee the management of our company's...

Job Description:We are seeking a skilled Financial Adviser to manage client servicing reviews, build and maintain strong client relationships, and ensure compliance with regulatory requirements. Key responsibilities include conducting client meetings, assessing clients' financial needs and objectives, and providing guidance on investment planning, cash...

About the RoleWe are seeking an experienced Financial Services Manager to join our team at ACS Business Performance Ltd. As a key member of our leadership team, you will be responsible for overseeing our B2C credit control function, ensuring timely collections and minimizing bad debt.Key ResponsibilitiesCredit Control Management:Develop and implement...

Job OverviewAt Schroders, we're seeking a highly skilled Financial Risk and Compliance Specialist to join our team on a part-time basis. This role will involve maintaining a systematic file monitoring scheme across the network, in accordance with regulatory requirements. You'll undertake quality of advice reviews, risk assessments, and business reviews to...

About the Role">We are seeking a highly skilled Pension Accounts Advisor to join our team at Schroders Recruitment. As a key member of our organization, you will play a critical role in transforming the financial services landscape by delivering exceptional customer service and ensuring compliance with regulatory requirements.

Job Summary:As a Financial Adviser at First Recruitment Services, you will be responsible for managing client servicing reviews, building and maintaining strong client relationships, and ensuring compliance with regulatory requirements. This is a fantastic opportunity to develop your skills and expertise in financial planning, and work with a reputable...

About Our CompanyWe pride ourselves on providing award-winning solutions for financial services professionals. Our expertise covers the entire spectrum of financial services, from regulation to investment.The PositionIn this role, you will work closely with our team to deliver exceptional customer service, ensuring our clients' experience is seamless from...

Are you an experienced Compliance Officer looking for a new challenge? Artemis Recruitment Consultants Ltd has an exciting opportunity for a seasoned professional to join our team in Horsham.Salary: £40,000Job OverviewWe are a leading recruitment agency specializing in financial services. Our ideal candidate will have a strong background in compliance and...

Join Artemis Recruitment Consultants Ltd in Horsham, Sussex, and embark on a fulfilling career as a Financial Services Coordinator!About the OpportunityThis exciting role offers a chance to work closely with financial advisers and clients, providing administrative support and maintaining back office systems. You will also be responsible for organising...