AML Compliance Officer
1 month ago
About the Role:
We are seeking a highly skilled AML Compliance Assistant to join our team at Schroders. The successful candidate will be responsible for administering the supervisory scheme across the network, undertaking focused file checks, and maintaining accurate records of findings.
Key Responsibilities:
- Assist the Compliance team in administering the supervisory scheme across the Network.
- Undertake focused file checks for the Network's AR firms, maintaining accurate records of findings and communicating them to the team.
- Undertake monthly, quarterly, biannual, and annual tasks to assist with the Compliance Function across the Network.
- Attend Compliance Team Meetings and contribute to discussions as appropriate.
- Undertake supporting administrative tasks for the Compliance and Membership teams as required.
- Work closely with the team on associated tasks and projects, providing constructive input.
- Provide technical support and regulatory role analysis in support of the Compliance Director.
- Take on tasks and projects as requested by the Compliance Supervisors, Manager, and Director with a can-do attitude and timely approach.
- Update manuals, procedures, and Network documentation as directed by senior management.
Requirements:
- A good level of experience in the Financial Services industry, preferably in a retail/IFA environment.
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