Compliance and Training Director
3 weeks ago
Compliance and Training Director
About the Role:We are seeking a highly skilled Compliance and Training Director to join our team at Schroders Recruitment. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are aligned with regulatory requirements and industry best practices.
About Us:Schroders Recruitment is an award-winning recruitment agency specializing in financial services recruitment. We have a strong reputation for delivering exceptional results and providing unparalleled service to our clients and candidates.
Responsibilities:- Develop and implement effective compliance programs to ensure regulatory adherence and minimize risk exposure
- Provide training and coaching to employees on compliance-related matters, including regulatory updates and industry best practices
- Collaborate with senior management to identify and address potential compliance issues
- Assist in responding to requests from regulatory bodies, such as the FCA, and provide timely notifications as required
- Minimum of level 4 Diploma in regulated financial planning (or equivalent) with significant progress towards further qualifications desired
- At least 3 years of experience in compliance roles within the financial services industry, preferably in an investment or insurance environment
- Detailed knowledge of FCA rules and their interpretation/application
$85,000 - $100,000 per annum, depending on experience
Location:Our offices are located near Horsham in West Sussex, offering a beautiful countryside campus with excellent working conditions and amenities.
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