Financial Services Compliance Manager

The Schroders Recruitment team is seeking a dedicated Financial Services Compliance Assistant to join their team in Horsham, West Sussex. This role will involve supporting the Compliance team in administering the supervisory scheme across the Network.Key ResponsibilitiesAssist and support the Compliance team in administering the supervisory scheme across the...

We are seeking a skilled Financial Adviser to manage client servicing reviews, build and maintain strong client relationships, and ensure compliance with regulatory requirements. As one of the UK largest financial advisers, our client is looking for an individual who can provide exceptional financial advice to clients.Key Responsibilities:Client Meetings:...

About SchrodersWe offer an attractive salary package for this Compliance Training Manager role, ranging from £55,000 to £70,000 per annum, depending on experience.Job DescriptionThis role is an exciting opportunity to join our team as a Compliance Training Manager. As a key member of the compliance team, you will play a vital role in ensuring that our...

About the RoleWe are seeking an experienced Financial Services Manager to join our team at ACS Business Performance Ltd. As a key member of our leadership team, you will be responsible for overseeing our B2C credit control function, ensuring timely collections and minimizing bad debt.Key ResponsibilitiesCredit Control Management:Develop and implement...

Job Title: Financial Planning SpecialistAbout the RoleThis is a servicing role suitable for experienced financial professionals with 2+ years of advising experience. The ideal candidate will have strong communication skills, be able to build long-term relationships, and demonstrate expertise in pensions, investments, tax planning, cashflow modeling, and...

**About Us**We are EngineeringUK, a leading provider of innovative solutions in the financial services industry. Our award-winning technology and support services empower high-quality financial advisers to succeed in their businesses.**Your Role**You will be based at our state-of-the-art campus near Horsham in West Sussex, surrounded by picturesque...

Job Description: Risk Management Specialist - Financial ServicesSchroders Recruitment is seeking a highly skilled Risk Management Specialist to join our team. As a Risk Management Specialist, you will play a critical role in ensuring that our business operates within the required risk parameters.About the Role:Monitor AR firms, coaching and mentoring...

Astral Recruitment is recruiting for a highly skilled Financial Services Professional to join a specialist financial services company in Horsham. As a Compliance Officer/Manager, you will review client files, identify breaches, and provide feedback to firms and individuals.This role involves working with a market-leading company that deals with regulatory...

Company OverviewFinancial Divisions is a wealth planning firm with offices in Horsham. We offer financial advice to HNW retirees, accumulators, local families, and SME owners across Surrey, Sussex, Kent, and London.Salary and BenefitsThe salary for this role is £65,000 - £80,000 per annum, negotiable based on experience. A 20% bonus is offered on initial...

Job Description:We are seeking a skilled Financial Adviser to manage client servicing reviews, build and maintain strong client relationships, and ensure compliance with regulatory requirements. Key responsibilities include conducting client meetings, assessing clients' financial needs and objectives, and providing guidance on investment planning, cash...

Your Career PathThis role is perfect for experienced financial planners looking to take their career to the next level. As a Senior Financial Consultant, you will be responsible for managing a portfolio of clients and providing expert financial guidance to help them achieve their goals. If you have strong communication skills, a passion for building...

About Michael Page (UK)We are seeking a highly skilled Audit Manager to join our team in Surrey and Sussex.The successful candidate will have:a professional qualification in Accounting or Finance;proven experience in audit within the business services industry;excellent understanding of auditing standards and financial regulations;The role offers a...

Astral Recruitment is recruiting for a Financial Risk Manager to join the compliance team of a specialist financial services company based in Horsham.This role involves working closely with the Compliance Manager to identify and mitigate risks associated with financial transactions and regulatory compliance.The ideal candidate will have a strong background...

Thriving in a Rewarding Career as a Financial AdvisorAs a Thrivent Financial advisor, you'll enjoy the satisfaction of making a difference in the lives of the people you serve while having control over your income. With unlimited earning potential through biweekly base commissions, bonus opportunities, and incentive pay structures, you'll have the...

About the CompanyAustin Fraser is a leading recruitment agency specialising in Financial Services jobs. We are committed to providing exceptional service to our clients and candidates.The RoleWe are seeking a highly skilled Regulatory Compliance Supervisor to join our Financial Services Compliance Department in Horsham. As a key member of the team, you will...

Job Summary:As a Financial Adviser at First Recruitment Services, you will be responsible for managing client servicing reviews, building and maintaining strong client relationships, and ensuring compliance with regulatory requirements. This is a fantastic opportunity to develop your skills and expertise in financial planning, and work with a reputable...

First Recruitment Services is seeking a skilled Financial Adviser to work with clients in Horsham and provide them with expert financial guidance.About the Role:We are looking for an experienced Financial Adviser who can assess clients' financial needs and develop tailored financial plans to meet their goals.Key Responsibilities:Conduct regular client...

Are you an experienced Compliance Officer looking for a new challenge? Artemis Recruitment Consultants Ltd has an exciting opportunity for a seasoned professional to join our team in Horsham.Salary: £40,000Job OverviewWe are a leading recruitment agency specializing in financial services. Our ideal candidate will have a strong background in compliance and...

We are seeking a highly skilled Financial Adviser to manage client relationships and ensure compliance with regulatory requirements in the UK.Key Responsibilities:Conduct client meetings to review portfolio performance and discuss financial goals.Develop tailored financial plans to meet clients' needs and objectives.Provide guidance on investment planning,...

Job OverviewAt Schroders, we're seeking a highly skilled Financial Risk and Compliance Specialist to join our team on a part-time basis. This role will involve maintaining a systematic file monitoring scheme across the network, in accordance with regulatory requirements. You'll undertake quality of advice reviews, risk assessments, and business reviews to...