Compliance and Training Manager

3 days ago


Horsham, West Sussex, United Kingdom ENGINEERINGUK Full time

**About Us**

We are EngineeringUK, a leading provider of innovative solutions in the financial services industry. Our award-winning technology and support services empower high-quality financial advisers to succeed in their businesses.

**Your Role**

You will be based at our state-of-the-art campus near Horsham in West Sussex, surrounded by picturesque countryside. This unique setting offers a great work-life balance and access to cutting-edge facilities, including an on-site restaurant, coffee shop, and gym.

**Key Responsibilities**

As a Compliance and Training Supervisor, you will be responsible for:

  1. Maintaining up-to-date knowledge of regulatory developments and industry trends.
  2. Managing a team of Registered Individuals, providing guidance and oversight to ensure compliance with regulatory rules and company procedures.
  3. Liaising with senior management to address regulatory and network issues.
  4. Assisting the Compliance Director in responding to requests from the Financial Conduct Authority (FCA).

**Requirements**

To be successful in this role, you will need:

  • A minimum of Level 4 Diploma in regulated financial planning or equivalent qualification.
  • Significant experience in compliance within the financial services industry, preferably in an investment or insurance environment.
  • An in-depth understanding of FCA/PRA regulatory expectations.

**Benefits**

We offer a competitive salary of £65,000 per annum, reflecting the importance of this role in maintaining our high standards of compliance and risk management. In addition, you will have opportunities for professional development and career growth within our organisation.



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