Compliance and Training Supervisor

3 days ago


Horsham, West Sussex, United Kingdom Schroders Recruitment Full time
Job Title: Compliance and Training Supervisor - Regulatory Expert

We are seeking a highly skilled Compliance and Training Supervisor to join our team at Schroders Recruitment. This role is ideal for an individual with a strong background in regulatory compliance and experience in training and motivating others.

About the Role:

  • Provide expert advice on regulatory matters to ensure compliance with FCA rules and guidelines.
  • Develop and deliver comprehensive training programs to enhance the knowledge and skills of our team members.
  • Maintain a specified span of control over Registered Individuals, managing and scheduling all aspects of oversight competently and within desired timescales.
  • Liaise effectively with senior management in respect of regulatory and Network issues.

Requirements:

  • Detailed knowledge of FCA rules and their interpretation/application.
  • Ability to train and motivate others whilst remaining flexible/adaptable.
  • Minimum of level 4 Diploma in regulated financial planning (or equivalent), with significant progress towards the achievement of further qualifications desired.
  • Significant compliance experience within the financial services, preferably in an investment or insurance environment.

What We Offer:

  • A competitive salary of £55,000 - £65,000 per annum.
  • A comprehensive benefits package, including health insurance, pension scheme, and annual leave.
  • The opportunity to work with a leading financial services company and contribute to its success.

How to Apply:



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