Compliance and Training Supervisor
3 days ago
We are seeking a highly skilled Compliance and Training Supervisor to join our team at Schroders Recruitment. This role is ideal for an individual with a strong background in regulatory compliance and experience in training and motivating others.
About the Role:
- Provide expert advice on regulatory matters to ensure compliance with FCA rules and guidelines.
- Develop and deliver comprehensive training programs to enhance the knowledge and skills of our team members.
- Maintain a specified span of control over Registered Individuals, managing and scheduling all aspects of oversight competently and within desired timescales.
- Liaise effectively with senior management in respect of regulatory and Network issues.
Requirements:
- Detailed knowledge of FCA rules and their interpretation/application.
- Ability to train and motivate others whilst remaining flexible/adaptable.
- Minimum of level 4 Diploma in regulated financial planning (or equivalent), with significant progress towards the achievement of further qualifications desired.
- Significant compliance experience within the financial services, preferably in an investment or insurance environment.
What We Offer:
- A competitive salary of £55,000 - £65,000 per annum.
- A comprehensive benefits package, including health insurance, pension scheme, and annual leave.
- The opportunity to work with a leading financial services company and contribute to its success.
How to Apply:
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