Quality and Compliance Professional

Quality Assurance LeadWe are seeking a highly skilled Compliance Quality Assurance Lead to join our team on a part-time basis. In this role, you will lead the development of quality of advice reviews, coordinating with the compliance team to ensure they meet industry standards. You'll also oversee the delivery of additional training to member firms and...

Astral Recruitment is seeking an experienced Compliance Officer/Manager to join the team of a specialist financial services company based in Horsham.This full-time permanent role involves working within the compliance department, supporting a team of Advisers and ensuring good consumer outcomes and adherence to regulatory requirements.The ideal candidate...

We are recruiting an experienced Regulatory Support Specialist to join our team in Horsham.The successful candidate will have strong technical skills, excellent communication skills and the ability to work effectively in a team.In this role, you will be responsible for providing administrative support to the Compliance Officer and contributing to the smooth...

We are seeking an AML Compliance Assistant to join our team in Horsham, West Sussex. As a key member of our Compliance Function, you will play a crucial role in administering the supervisory scheme across the Network.The ideal candidate will have a good level of Financial Services industry experience, preferably in a retail/IFA environment, and some...

About Schroders RecruitmentWe are a leading provider of financial solutions, and we're looking for a talented individual to join our team as a Quality and Risk Analyst. This is a part-time, 4-day a week role that will cover maternity leave for up to 12 months.Our SolutionsAt Schroders Recruitment, we offer award-winning proprietary solutions that cater to...

**About Us**We are EngineeringUK, a leading provider of innovative solutions in the financial services industry. Our award-winning technology and support services empower high-quality financial advisers to succeed in their businesses.**Your Role**You will be based at our state-of-the-art campus near Horsham in West Sussex, surrounded by picturesque...

About the RoleWe are seeking a highly skilled Compliance Assistant to join our team at MassMutual Eastern PA.This is a multi-faceted role, including supervising and supporting producers and non-registered associated persons. The ideal candidate will assist OSJ Supervisors in ensuring our financial professionals conduct business correctly and in compliance...

About UsSchroders Recruitment is an award-winning firm providing innovative solutions for the financial services industry. We're committed to excellence and customer satisfaction.Job DescriptionThis is a unique opportunity to join our team as a Quality and Risk Analyst. As a part-time, 4-day a week role, you'll be working closely with our compliance team to...

Job Title: Medication Compliance SpecialistCompany Overview:Care Outlook Ltd is a leading home care provider committed to delivering high-quality services. Our mission is to ensure the well-being and safety of our clients while providing personalized care.Salary: £24,000 per annum + £300 benefits packageJob Description:We are seeking an experienced...

Are you passionate about delivering high-quality solutions in the defence industry? Do you have a strong background in manufacturing or engineering?As a Quality Management Systems Professional at Mane Contract Services, you will be responsible for ensuring the highest standards of quality in all aspects of our operations. This includes maintaining and...

We are seeking a highly skilled Regulatory Support Specialist to provide first-class support to the Compliance Officer in our Horsham office.The successful candidate will have strong technical competence in Microsoft applications, excellent keyboard skills and business awareness.As a key member of the team, you will be responsible for proactively supporting...

About ENGINEERINGUKWe offer a unique opportunity for experienced professionals to join our team and drive regulatory compliance excellence.Our company provides access to industry-leading technology and expertise, enabling financial advisers to succeed in today's complex regulatory landscape.Job SummaryLead a team of professionals, overseeing all aspects of...

Care Outlook Ltd is seeking a highly organized and detail-oriented professional to fill the role of Medication Compliance Specialist. This individual will be responsible for ensuring that medication administration is in compliance with regulatory standards and company policies. A successful candidate will have experience with electronic medication management...

About Schroders Recruitment">We offer innovative, award-winning solutions that support advisers throughout their journey.Our cutting-edge technology and support services enable high-quality financial advisers to excel.Job DescriptionThis part-time Quality and Risk Analyst role involves:Developing and maintaining comprehensive file monitoring schemes across...

Join Pro Talent as a Senior Manager of Tax Compliance, where you will play a key role in ensuring our clients' tax compliance and identifying opportunities for growth. As a Senior Manager, you will lead a team of tax professionals and be responsible for developing and implementing tax plans.Responsibilities include:Leading a team of tax professionals to...

Artemis Recruitment Consultants Ltd is seeking a Compliance Support Specialist to join their team. This role offers a salary of £28,000 - £38,000 per annum.Job OverviewThis office-based position involves supporting the adviser team with compliance and regulatory requirements, drafting accurate advice, and maintaining accurate records. You will also be...

Seeking an Internal Compliance Specialist to join our team at Artemis Recruitment Consultants Ltd in Horsham. This is an excellent opportunity for an experienced Compliance Officer to take their career to the next level.Salary: £40,000Job DescriptionWe are looking for a highly skilled professional to oversee our company's regulatory compliance, ensuring we...

Job OverviewAt Schroders, we're seeking a highly skilled Financial Risk and Compliance Specialist to join our team on a part-time basis. This role will involve maintaining a systematic file monitoring scheme across the network, in accordance with regulatory requirements. You'll undertake quality of advice reviews, risk assessments, and business reviews to...

**Key Responsibilities:**• Manage the company's T&C scheme, including adviser supervision, certification, development, and file checking.• Develop and maintain our T&C framework to provide a clear path to competence for new advisers.• Oversee external T&C audits as necessary and manage a team of supervisors to ensure delivery of required T&C...

About SchrodersWe offer an attractive salary package for this Compliance Training Manager role, ranging from £55,000 to £70,000 per annum, depending on experience.Job DescriptionThis role is an exciting opportunity to join our team as a Compliance Training Manager. As a key member of the compliance team, you will play a vital role in ensuring that our...