Quality Assurance Expert
1 week ago
About Schroders Recruitment
">We offer innovative, award-winning solutions that support advisers throughout their journey.
Our cutting-edge technology and support services enable high-quality financial advisers to excel.
Job Description
This part-time Quality and Risk Analyst role involves:
- Developing and maintaining comprehensive file monitoring schemes across the network, adhering to regulatory standards.
- Conducting quality reviews of advice provided across the business, accurately recording trends and communicating findings to the team.
- Performing enhanced monitoring, risk assessments, and focused business reviews as necessary, guided by the business's needs or senior leadership instructions.
- Liaising with Member Firms to deliver additional training, enhancing the quality of advice reviews.
- Attending Compliance Team Meetings, compiling meeting minutes when required, and actively contributing to discussions.
- Providing technical support to the Compliance team as needed.
- Embarking on quality assessment projects and tasks as assigned by senior leadership, demonstrating a proactive and timely approach.
- Demonstrating expertise in retail investment, savings, pension, and protection products within the IFA sector.
- Communicating effectively with colleagues, showcasing flexibility and adaptability.
- Bringing significant experience from the financial services industry, preferably in investment or insurance, coupled with a solid grasp of FCA/PRA regulatory expectations and compliance requirements.
Requirements
A competitive salary of £45,000 - £55,000 per annum, depending on experience, is offered for this part-time position.
What We Offer
We foster an inclusive culture, encouraging diversity of thought to drive better decision-making and achieve our purpose. As an equal opportunities employer, we welcome candidates from various backgrounds.
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