Quality Assurance Analyst
1 week ago
About Us
Schroders Recruitment is an award-winning firm providing innovative solutions for the financial services industry. We're committed to excellence and customer satisfaction.
Job Description
This is a unique opportunity to join our team as a Quality and Risk Analyst. As a part-time, 4-day a week role, you'll be working closely with our compliance team to maintain high standards of quality and risk management.
Responsibilities
- Maintain accurate records of file monitoring activities across the network.
- Conduct regular quality of advice reviews, documenting trends and insights.
- Assist with enhanced monitoring tasks, risk assessments, and business reviews as needed.
- Deliver training sessions to member firms to improve quality of advice reviews.
- Support compliance team meetings, record minutes, and contribute valuable input.
- Collaborate with the team on associated projects and provide constructive feedback.
- Offer phone support to the Compliance Department when necessary.
- Participate in quality assessment tasks and projects with a proactive attitude.
- Stay up-to-date with industry developments and regulations.
Requirements
- Proven experience in quality assurance and risk management.
- Excellent communication and interpersonal skills.
- Strong analytical and problem-solving abilities.
- Knowledge of regulatory requirements in the financial services industry.
Benefits
- A competitive salary of £40,000 - £50,000 per annum.
- A comprehensive benefits package.
- Ongoing professional development opportunities.
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