Policy and Governance Specialist

21 hours ago


Manchester, United Kingdom AJ Bell Management Limited Full time

AJ Bell Management Limited is seeking a Policy and Governance Specialist to join our team.

About the Role

The Policy and Governance Specialist will be responsible for assisting the Senior Compliance Manager in the enhancement, implementation, and maintenance of the Product Governance framework in line with FCA regulation.

Key Responsibilities
  • Provide compliance CASS oversight, attending meetings where required, and assist the CASS Team with any Compliance related CASS queries.
  • Provide oversight of the Vulnerable Customers (VC) processes and provide support to the business where required.
  • Assist in the provision of reports and MI in relation to compliance activities to governance committees/bodies as required.

Estimated Salary: £55,000 - £75,000 per annum.



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