Trade Surveillance Specialist

About the RoleThe Compliance Specialist - Trade Surveillance will be responsible for monitoring and analyzing trade data to identify potential compliance risks.Main ResponsibilitiesMonitor trades, orders, RFQs, and market data for compliance risksDevelop and implement new monitoring strategies and controlsAssist in the design of new monitoring...

Job Role: Trade Surveillance ManagerAbout the Role:At our client, a leading securities firm based in the City, we are seeking a skilled Trade Surveillance Manager to join our team. The successful candidate will have people management experience and a strong understanding of the regulatory framework relevant to the role.Key Responsibilities:Key...

Job Summary: We are seeking a skilled Senior Trade Surveillance Systems Specialist to join our team in London.About the Role: As a Senior Trade Surveillance Systems Specialist, you will be responsible for leading the development and implementation of trade surveillance systems to ensure compliance with regulatory requirements.Responsibilities:Lead the design...

Surveillance Compliance Officer RoleMarex Financial Ltd is seeking a qualified Surveillance Compliance Officer to join their team in London, focusing on Trade Surveillance across various asset classes.Key ResponsibilitiesMonitor and enforce adherence to regulatory requirements under the FCA, NFA, AMF, AFM, MAS, and relevant regulatory bodies.Implement and...

Our Trade Surveillance team plays a vital role in ensuring the integrity and effectiveness of our trading operations. Based in London, this team is dedicated to continuously improving our trade surveillance systems, ensuring they are finely tuned to adapt to varying market conditions and trading strategies. By leveraging both qualitative and quantitative...

Our Trade Surveillance team plays a vital role in ensuring the integrity and effectiveness of our trading operations. We operate from our London office, where we continuously improve our trade surveillance systems to adapt to changing market conditions and trading strategies.We leverage both qualitative and quantitative methods to maintain the highest...

About the RoleWe are seeking a highly skilled Trade Surveillance Tuning Lead to spearhead our global team of analysts in the critical task of tuning and reviewing trade surveillance models.Key ResponsibilitiesEnhance the accuracy and efficiency of trade surveillance systems through meticulous model tuning, back-testing, and staying abreast of the latest...

Job DescriptionInvestigo is seeking a highly skilled Ecomms Surveillance Specialist to join their Compliance team in London. The successful candidate will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key Responsibilities:Monitor and analyze...

Investigo is seeking a highly skilled Commodities Surveillance Specialist to join their Compliance team in London. Key responsibilities include monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. The ideal candidate will have a strong understanding of market abuse...

About the RoleAs a Trade Surveillance Systems Lead, you will be responsible for spearheading a global team of analysts in the critical task of tuning and reviewing trade surveillance models. Your role will focus on enhancing the accuracy and efficiency of these systems through meticulous model tuning, back-testing, and staying abreast of the latest in...

Atrium UK is seeking a highly skilled Senior Trade Surveillance Expert to join our team. This role requires an individual with exceptional analytical skills and knowledge of trade surveillance systems.Key Responsibilities:Conduct in-depth analysis of market data to identify potential risks and abnormalities.Develop and implement strategies to mitigate these...

**Job Summary:** We are seeking a Financial Surveillance Specialist to join our team in London. As a Financial Surveillance Specialist, you will be responsible for conducting surveillance activities to identify potential market abuse and other suspicious activity.The successful candidate will have a strong background in financial markets, risk management,...

Job Description:We are seeking a highly skilled Trade Surveillance Business Analyst to drive global trade surveillance strategy and execution within the IT function. This role will involve working closely with Compliance, Technology, and business stakeholders to develop product roadmaps.

**Overview**At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow.We're seeking a Trade Surveillance Compliance Officer to join our Markets Surveillance team in London.The successful candidate will be responsible for designing and implementing analytical tools to visualize volumes...

Job SummaryWe are seeking a highly skilled Trade Surveillance Manager to lead our compliance efforts in a dynamic financial environment. This role will focus on developing and implementing trade surveillance programs, ensuring regulatory compliance, and collaborating with cross-functional teams.About the RoleLead Trade Surveillance Function: Oversee trade...

Job DescriptionThis position requires a skilled professional to drive global trade surveillance strategy and execution within the IT function. The role involves collaborating closely with Compliance, Technology, and business stakeholders to develop product roadmaps.Key Responsibilities:Conduct comprehensive business analysis on regulatory-focused technology...

Job SummaryMUFG Bank, Ltd. is seeking a highly skilled and experienced professional to join our Compliance Division as a Senior Compliance Surveillance Specialist. In this role, you will be responsible for delivering projects related to Communications and Trade Surveillance across bank and securities, ensuring that the risks related to the relevant...

Job OverviewWe are seeking an experienced Trade Surveillance Analyst to join our team at Taylor James Resourcing. This is a highly analytical role that requires strong technical skills, attention to detail, and the ability to work effectively in a fast-paced environment.The successful candidate will be responsible for assisting in market surveillance and...

We are seeking a Financial Institution Surveillance Specialist to join our Global Surveillance Team in London.About the RoleThe successful candidate will be responsible for reviewing exceptions arising from surveillance tools, conducting targeted surveillance, and providing analysis and reports related to market abuse and anti-competition activities.Key...

Job Title: Regulatory Surveillance LeadJob Summary: We are seeking a highly skilled Regulatory Surveillance Lead to join our team at the Financial Conduct Authority. As a key member of our Market Abuse Oversight Department, you will play a critical role in ensuring the integrity of our financial markets.Key Responsibilities:Supervise the STOR regime,...