Surveillance Compliance Specialist

We are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...

**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...

Job Title: Compliance Specialist - Surveillance ExpertLocation: LondonDuration: 12 monthsOur high-profile banking client is seeking a skilled Surveillance Expert to join their team. This role is a hybrid position, requiring the candidate to work on-site three days a week and remotely two days a week. The successful candidate will be responsible for providing...

**Job Summary:** We are seeking a Financial Surveillance Specialist to join our team in London. As a Financial Surveillance Specialist, you will be responsible for conducting surveillance activities to identify potential market abuse and other suspicious activity.The successful candidate will have a strong background in financial markets, risk management,...

Job Description:We are looking for a Surveillance Governance Specialist to join our team. In this role, you will be responsible for providing high-quality compliance surveillance support to our regulated entities.You will lead investigations into adverse conduct, ensuring practices are in line with regulations and risk appetite. You will also remain...

Job Summary: We are seeking a talented Surveillance Compliance Officer to join our team in London, focusing on Trade Surveillance across various asset classes and ensuring compliance with regulatory requirements.Key Responsibilities:Conduct Communications Surveillance in Global RelayEnsure compliance with regulatory requirements under the FCA, NFA, AMF, AFM,...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

Company Overview: Marex Spectron is a diversified global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.Job Description:We are seeking a highly skilled Surveillance Compliance Officer to join our team in London, focusing on Trade Surveillance...

About MarexMarex Group plc operates as a global financial services provider, delivering critical support for clients in the energy, commodities, and financial markets. By leveraging its extensive expertise, Marex ensures its customers receive exceptional benefits from their business relationships. The firm's cutting-edge technology enables seamless access to...

Job OverviewA leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. This role involves monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.The successful candidate will be responsible for ensuring compliance with market...

About the Role:Compliance Professionals seeks a skilled Compliance Officer - Financial Markets to join our team. The ideal candidate will have experience in a trade monitoring/trade surveillance function in a trading, brokerage, gambling or banking environment.Key Responsibilities:Develop and implement daily alert review and escalation processes for MAR...

Job Description:We are seeking a Compliance Officer to join our team at One Ten Associates in London. This is an exciting opportunity for a skilled professional to lead the equities surveillance function and contribute to maintaining a robust compliance framework.Key Responsibilities:Develop and implement an effective equities surveillance program, ensuring...

Société Générale de Surveillance SA is recruiting for a Compliance and Governance Specialist to maintain awareness of business, regulatory, and market developments, providing support and thought leadership to enhance risk management.The successful candidate will have a strong understanding of compliance regulations, with experience in reviewing and...

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

Role OverviewWe are seeking a highly skilled Digital Asset Surveillance Specialist to join our Market Surveillance Group in London. This role is an exciting opportunity for individuals with a passion for regulatory compliance and a keen eye for detail.

The Surveillance function, sitting within Compliance at ICBC Standard Bank, monitors Market Conduct and Financial Crime risks. Our team works closely with Compliance IT to assist development and maintenance of automated monitoring systems to meet new regulatory requirements and emerging risks.Job Purpose:This Surveillance IT Analyst role provides dedicated...

**Overview**At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow.We're seeking a Trade Surveillance Compliance Officer to join our Markets Surveillance team in London.The successful candidate will be responsible for designing and implementing analytical tools to visualize volumes...

Job Role: Trade Surveillance ManagerAbout the Role:At our client, a leading securities firm based in the City, we are seeking a skilled Trade Surveillance Manager to join our team. The successful candidate will have people management experience and a strong understanding of the regulatory framework relevant to the role.Key Responsibilities:Key...

About the RoleAtrium UK is seeking a skilled and detail-oriented Strategic Market Surveillance Specialist to join our team in London. As a key member of our Global Surveillance Team, you will be responsible for monitoring and analyzing market activity to ensure compliance with regulatory requirements.Job DescriptionAs first reviewer of exceptions arising...

About MarexMarex Group plc is a leading global financial services platform, offering essential liquidity, market access, and infrastructure solutions to clients in the energy, commodities, and financial markets. With over 35 offices worldwide, it has a unique presence across markets, providing customers with a clear advantage through its depth of knowledge...