Compliance Officer

4 weeks ago


StokeonTrent, Stoke-on-Trent, United Kingdom Uniting People Full time
Compliance Officer Job Description

**About the Role**

We are seeking a highly skilled Compliance Officer to join our team at Uniting People. As a key member of our compliance team, you will play a vital role in ensuring that our business operates in accordance with regulatory requirements and industry standards.

**Key Responsibilities**

* Support the Head of Compliance in the provision of timely and accurate regulatory and industry advice to the business.
* Conduct regular risk reporting and second-line compliance monitoring over key controls and risks to the business.
* Act as lead in compliance monitoring, including customer journey reviews, second-line monitoring, and key risk/control reviews.
* Take ownership for the timely delivery of responses to client audits and information requests.
* Log and document events, their potential impacts, and key considerations.
* Provide support and assistance in the performance of regulatory gap analysis.
* Provide SME support to the business in relation to internal projects.
* Support with breach and incident investigations as required.

**Requirements**

* Working knowledge of regulation and guidance, including FCA, Data Protection, OFCOM, CCA, and CSA Code of Practice.
* 2+ years of experience gained in a compliance role within an FCA regulated environment.

**What We Offer**

* Up to 35 days holiday, including Bank Holidays.
* Consideration for hybrid working arrangements after training.

**Join Our Team**

If you are a motivated and experienced Compliance Officer looking for a new challenge, please submit your application.
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