Compliance Expert
22 hours ago
Job Summary
We are seeking a skilled Compliance Expert to join our team at HR Executive Limited. This is a full-time position based in Stoke on Trent.
Main Responsibilities
- To provide timely and accurate regulatory advice to the business, including risk reporting and second-line compliance monitoring.
- To lead compliance monitoring activities, including customer journey reviews and key risk/control reviews.
- To deliver high-quality responses to client audits and information requests.
- To support with regulatory gap analysis and advisory activities, including compliance advice and approvals.
- To collate accurate information for regulatory reporting requirements.
- To provide subject matter expertise to internal projects.
- To investigate breaches and incidents, utilising the Risk Management system.
- To deputise for the Head of Compliance as required.
Key Performance Indicators
- To promote a positive compliance culture across the business.
- To ensure business compliance with regulatory requirements.
- To respond effectively to audit and information requests.
- To facilitate timely and accurate reports to the business and regulators.
- To support business growth through compliant practices.
Requirements
- Working knowledge of relevant regulations, including FCA, Data Protection, OFCOM, CCA, and CSA Code of Practice.
- At least 2 years of experience in a compliance role within an FCA-regulated environment.
- Strong analytical and problem-solving skills.
- Self-motivation and ability to work independently.
- Excellent interpersonal and communication skills.
- Ability to influence stakeholders and peers.
- Ability to remain calm under pressure and adapt to changing business demands.
- Teamwork and collaboration skills.
- Proficiency in Microsoft Office applications.
- Excellent written and verbal communication skills.
Desirable Qualifications
- Recognised compliance qualification.
- Knowledge of the wider finance industry, including retail lending and credit reporting.
Benefits
- Additional annual leave.
- Company pension scheme.
- Employee discounts.
- Free parking.
- Gym membership.
- Health and wellbeing programme.
- On-site parking.
- Sick pay.
Work Schedule
- Monday to Friday.
Estimated Salary: £33,000 per annum.
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