Compliance Expert

22 hours ago


StokeonTrent, Stoke-on-Trent, United Kingdom HR Executive Limited Full time

Job Summary

We are seeking a skilled Compliance Expert to join our team at HR Executive Limited. This is a full-time position based in Stoke on Trent.

Main Responsibilities

  1. To provide timely and accurate regulatory advice to the business, including risk reporting and second-line compliance monitoring.
  2. To lead compliance monitoring activities, including customer journey reviews and key risk/control reviews.
  3. To deliver high-quality responses to client audits and information requests.
  4. To support with regulatory gap analysis and advisory activities, including compliance advice and approvals.
  5. To collate accurate information for regulatory reporting requirements.
  6. To provide subject matter expertise to internal projects.
  7. To investigate breaches and incidents, utilising the Risk Management system.
  8. To deputise for the Head of Compliance as required.

Key Performance Indicators

  1. To promote a positive compliance culture across the business.
  2. To ensure business compliance with regulatory requirements.
  3. To respond effectively to audit and information requests.
  4. To facilitate timely and accurate reports to the business and regulators.
  5. To support business growth through compliant practices.

Requirements

  1. Working knowledge of relevant regulations, including FCA, Data Protection, OFCOM, CCA, and CSA Code of Practice.
  2. At least 2 years of experience in a compliance role within an FCA-regulated environment.
  3. Strong analytical and problem-solving skills.
  4. Self-motivation and ability to work independently.
  5. Excellent interpersonal and communication skills.
  6. Ability to influence stakeholders and peers.
  7. Ability to remain calm under pressure and adapt to changing business demands.
  8. Teamwork and collaboration skills.
  9. Proficiency in Microsoft Office applications.
  10. Excellent written and verbal communication skills.

Desirable Qualifications

  1. Recognised compliance qualification.
  2. Knowledge of the wider finance industry, including retail lending and credit reporting.

Benefits

  • Additional annual leave.
  • Company pension scheme.
  • Employee discounts.
  • Free parking.
  • Gym membership.
  • Health and wellbeing programme.
  • On-site parking.
  • Sick pay.

Work Schedule

  • Monday to Friday.

Estimated Salary: £33,000 per annum.


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