Compliance Expert

4 days ago


StokeonTrent, Stoke-on-Trent, United Kingdom Uniting People Full time

Uniting People seeks a Compliance Expert to join our team in the role of Regulatory Affairs. As Compliance Officer, you will support the Head of Compliance in the provision of timely and accurate regulatory advice to the business, regular risk reporting, and second-line compliance monitoring over key controls and risks.

Key responsibilities include:

  • Support the Head of Compliance in the delivery of monthly and quarterly compliance reports
  • Act as lead in compliance monitoring, including customer journey reviews, second-line monitoring, and key risk/control reviews
  • Take ownership for the timely delivery of responses to client audits and information requests
  • Logging and documenting events, their potential impacts, and key considerations
  • Provide support and assistance in performance of regulatory Gap Analysis
  • Support the Head of Compliance with advisory activities
  • Collate accurate information to meet regulatory reporting requirements
  • Provide SME support to the business in internal projects
  • Breach and incident investigations as required

Requirements for this role include:

  • Working knowledge of regulation and guidance (FCA, Data Protection, OFCOM, CCA, CSA Code of Practice)
  • 2+ years of experience in a compliance role within an FCA-regulated firm
  • Recognised compliance qualification desirable
  • Knowledge of wider finance industry (retail lending, credit reporting) desirable
  • Strong analytical and problem-solving skills
  • Self-motivated with ability to work on own initiative to drive activities and meet deadlines
  • Excellent interpersonal skills with ability to adapt style and approach in different environments
  • Ability to remain calm under pressure and respond to challenging demands
  • Ability to work as part of a team to achieve results
  • Excellent Microsoft Office skills (Word, Excel, PowerPoint, Outlook)
  • Excellent oral and written communication skills
  • Excellent attention to detail and high standards

We offer a competitive salary up to £33,000 per year, plus benefits including:

  • Subsidised gym membership
  • Rewards platform
  • Flexible shifts with opportunities to work from home
  • Employee assistant programme
  • Paid time off for volunteering
  • Enhanced family leave
  • Free onsite parking
  • Pension scheme, career development, and long service awards
  • Casual dress, social events, and free tea and coffee

This is a full-time, permanent position with a day shift schedule, Monday to Friday. We are located in person.


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