Regional Compliance Officer
4 weeks ago
HL Partnership, the largest privately-owned mortgage network in the UK, is seeking a Regional Compliance Officer to join their team. This role will be responsible for managing a risk-based monitoring program to ensure compliance with network standards and regulatory requirements.
The ideal candidate will have a minimum of 2 years of experience in a similar role within the financial services sector, with a sound background in compliance monitoring, risk management, and reporting processes. A CeMAP or equivalent professional financial services qualification is required, with CeRER desirable.
The role offers a competitive salary of £34,000 - £36,000 per annum, plus car allowance, additional leave, sick pay, and the opportunity to work from home.
As a non-sponsoring company, HL Partnership is unable to accept applications from those without the right to work in the UK.
Key Responsibilities:- Manage a risk-based monitoring program to ensure compliance with network standards and regulatory requirements.
- Provide high-quality face-to-face compliance support to Appointed Representatives.
- Develop and maintain systems of control to ensure compliance with regulatory requirements.
- Work under pressure, prioritizing and working to tight deadlines.
- Minimum 2 years of experience in a similar role within the financial services sector.
- CeMAP or equivalent professional financial services qualification as a minimum.
- CeRER desirable.
- A full UK driving licence is essential.
- £34,000 - £36,000 per annum plus car allowance.
- Additional leave.
- Sick pay.
- Work from home.
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