Regional Compliance Officer

4 weeks ago


StokeonTrent, Stoke-on-Trent, United Kingdom https:www.energyjobline.comsitemap Full time
Regional Compliance Officer

HL Partnership, the largest privately-owned mortgage network in the UK, is seeking a Regional Compliance Officer to join their team. This role will be responsible for managing a risk-based monitoring program to ensure compliance with network standards and regulatory requirements.

The ideal candidate will have a minimum of 2 years of experience in a similar role within the financial services sector, with a sound background in compliance monitoring, risk management, and reporting processes. A CeMAP or equivalent professional financial services qualification is required, with CeRER desirable.

The role offers a competitive salary of £34,000 - £36,000 per annum, plus car allowance, additional leave, sick pay, and the opportunity to work from home.

As a non-sponsoring company, HL Partnership is unable to accept applications from those without the right to work in the UK.

Key Responsibilities:
  1. Manage a risk-based monitoring program to ensure compliance with network standards and regulatory requirements.
  2. Provide high-quality face-to-face compliance support to Appointed Representatives.
  3. Develop and maintain systems of control to ensure compliance with regulatory requirements.
  4. Work under pressure, prioritizing and working to tight deadlines.
Requirements:
  1. Minimum 2 years of experience in a similar role within the financial services sector.
  2. CeMAP or equivalent professional financial services qualification as a minimum.
  3. CeRER desirable.
  4. A full UK driving licence is essential.
Benefits:
  1. £34,000 - £36,000 per annum plus car allowance.
  2. Additional leave.
  3. Sick pay.
  4. Work from home.


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