Regulatory Conduct Compliance Officer

Role OverviewWe are seeking a Senior Regulatory Compliance Officer to join our team at Compliance Professionals.Key Responsibilities:To review assigned cases as per established process, policies and standards and produce the appropriate decision for each case to quality standards in place.Produce clear and concise customer communications including FDLs and...

About the RoleWe are seeking a highly skilled Regulatory Conduct Compliance Professional to join our team at Iwoca Ltd. This is a unique opportunity to work in unregulated SME lending, supporting the Head of Regulatory Compliance with conduct risk management and compliance monitoring.The successful candidate will have a minimum of 3 years' experience in...

Why Join Us?iwoca Ltd is a dynamic and innovative company that offers exciting career opportunities for experienced professionals. As a Regulatory Conduct Compliance Officer, you will play a critical role in ensuring that we maintain high standards of conduct risk management and compliance. We offer a competitive salary, comprehensive benefits package, and...

About the CompanyIwoca Ltd is a leading provider of short-term business loans to small businesses. We are committed to providing excellent customer service and maintaining a strong risk culture across our organisation. As a member of our team, you will have the opportunity to work with experienced professionals who are passionate about risk management and...

Job Title: Financial Regulatory Compliance OfficerEstimated Salary: £50,000 - £70,000 per annum.As a Financial Regulatory Compliance Officer at Markel Corporation, you will play a critical role in ensuring that our business operations comply with relevant laws and regulations. This includes developing and implementing compliance programs, conducting audits...

Key ResponsibilitiesDevelop, implement, and maintain a conduct risk framework tailored to unregulated SME lending activities, aligned with LSB standards.Identify, assess, and monitor conduct risks, ensuring effective management within our risk appetite and in accordance with LSB principles.Collaborate with the Head of Regulatory Compliance to establish and...

Improve Regulatory Compliance and Drive Business SuccessIDEX Consulting invites applications for a Regulatory Compliance Officer to join our dynamic team. This challenging role requires expertise in regulatory assurance and compliance within the financial sector, supporting the development of business processes that drive growth while maintaining the highest...

About Michael Page (UK)We are looking for an experienced Regulatory Compliance Officer to join our team in Leeds. In this role, you will be responsible for ensuring that our client's products meet all relevant regulatory requirements.Job Overview:Ensure that all products meet regulatory requirements by establishing, documenting, and implementing quality...

About the JobWe are looking for a highly motivated Environmental and Health Regulatory Compliance Officer to join our team. In this challenging and rewarding role, you will play a vital part in ensuring that our operations comply with all relevant environmental and health regulations.This is an excellent opportunity to work towards the prestigious TechIOSH...

Key ResponsibilitiesThe Regulatory Compliance Specialist will be responsible for managing conduct risk, monitoring compliance, and providing training and guidance to staff on conduct risk and responsible lending practices. This includes:Developing and implementing a conduct risk framework aligned with LSB standards.Identifying, assessing, and monitoring...

Job Title: Regulatory Compliance SpecialistYorkshire Dental Suite is seeking a highly skilled Regulatory Compliance Specialist to join our team. The successful candidate will be responsible for developing, implementing, and maintaining robust training and competence systems to support our team and business in meeting regulatory requirements.We are an...

We are recruiting for a Regulatory Compliance Manager to join our team in Leeds. As a key member of the Austin Fraser team, you will play a vital role in maintaining and enhancing our quality and compliance standards.The successful candidate will have a proven track record of managing quality and regulatory compliance with essential field experience. They...

We are looking for a highly motivated and experienced Compliance Manager to lead our compliance efforts. As a key member of the team, you will be responsible for ensuring that our business operations comply with regulatory requirements.Job Requirements:The Compliance Manager will be responsible for developing and managing the organization's training and...

Company Overview: QED Legal is a leading top 100 law firm with a growing, forward-looking international presence. Our dynamic Business Acceptance Unit (BAU) team is seeking a Conflicts Assistant to ensure regulatory compliance and manage conflicts of interest.Salary: Competitive Salary (£40,000 - £55,000 per annum), reflecting the UK's average for this...

Regulatory Compliance SpecialistGreaves Recruitment invites applications from skilled Regulatory Compliance Specialists to support our expanding operations in Yorkshire. This dynamic role presents an opportunity to grow your career in compliance management, working closely with our esteemed clients across various industries.Main Responsibilities:Manage and...

The Financial Conduct Authority is seeking a highly skilled Regulatory Payments Expert to join our team. In this role, you will be responsible for providing deep subject matter expertise on topics and issues relating to the payments industry, payments regulation, and supervision of payments firms.Key Responsibilities:Providing technical input to a range of...

We are partnering with an insurer to recruit a highly skilled Compliance Officer (Generalist) for their Leeds office. This is a fantastic opportunity to join a dynamic team and contribute to maintaining a strong compliance culture.About the Role:This Compliance Officer will be responsible for providing regulatory support and guidance across the business,...

Job OverviewThe Conduct Risk Manager will play a crucial role in ensuring the adherence to regulatory standards and industry best practices at Iwoca Ltd. The successful candidate will support the Head of Regulatory Compliance in managing conduct risk, identifying potential risks, and developing strategies to mitigate them.This is an excellent opportunity for...

This is an exciting opportunity to join Iwoca as a Regulatory Conduct Compliance Officer. As a member of our team, you will contribute to the management and oversight of conduct risk within Iwoca, ensuring that we adhere to regulatory standards and industry best practices, particularly those set by the Lending Standards Board (LSB). You will work closely...

Job TitleChief Compliance OfficerJob SummaryWe are seeking a seasoned Chief Compliance Officer to join our team at Rev & Regs. As a key member of our leadership team, you will be responsible for ensuring the company's compliance with regulatory requirements and mitigating financial crime risks.About the RoleThe Chief Compliance Officer will have overall...