Chief Compliance Officer

1 month ago


Leeds, Leeds, United Kingdom Rev & Regs Full time
Job Title

Chief Compliance Officer

Job Summary

We are seeking a seasoned Chief Compliance Officer to join our team at Rev & Regs. As a key member of our leadership team, you will be responsible for ensuring the company's compliance with regulatory requirements and mitigating financial crime risks.

About the Role

The Chief Compliance Officer will have overall responsibility for designing, implementing, and maintaining effective compliance programs that align with industry standards and regulatory requirements. This includes developing and maintaining policies, procedures, and controls to prevent money laundering and other financial crimes.

You will work closely with senior management to ensure that all business activities are conducted in accordance with applicable laws and regulations. Your expertise will help us navigate complex regulatory environments and mitigate potential risks.

Key Responsibilities
  • Design, implement, and maintain effective compliance programs aligned with industry standards and regulatory requirements.
  • Develop and maintain policies, procedures, and controls to prevent money laundering and other financial crimes.
  • Collaborate with senior management to ensure compliance with applicable laws and regulations.
  • Provide expert advice on regulatory matters and risk management strategies.
  • Represent the company at senior levels with regulatory bodies and external stakeholders.
  • Maintain accurate records of compliance activities and provide regular reporting to senior management.
Requirements

To be successful in this role, you will need:

  • A strong understanding of financial regulation, including the Senior Managers and Certification Regime.
  • Experience as a Head of Compliance or similar role, preferably within an Asset Manager.
  • Proven track record in managing large departments or functions, with a focus on compliance and risk management.
  • Excellent communication and interpersonal skills, with the ability to build strong relationships with stakeholders.
  • Strong analytical and problem-solving skills, with the ability to identify and mitigate risks.
  • A deep understanding of AML/KYC requirements and good practice.
  • Familiarity with Fraud Prevention and Financial Regulations.
What We Offer

We offer a competitive salary of £120,000 - £150,000 per annum, depending on experience. You will also enjoy a range of benefits, including remote working opportunities, professional development, and a supportive team environment.



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