Senior Regulatory Compliance Officer

4 weeks ago


Leeds, Leeds, United Kingdom Compliance Professionals Full time
Role Overview

We are seeking a Senior Regulatory Compliance Officer to join our team at Compliance Professionals.

Key Responsibilities:
  • To review assigned cases as per established process, policies and standards and produce the appropriate decision for each case to quality standards in place.
  • Produce clear and concise customer communications including FDLs and complete accurate and timely file notes on any customer communication.


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