Financial Regulatory Compliance Officer

Role OverviewWe are seeking a Senior Regulatory Compliance Officer to join our team at Compliance Professionals.Key Responsibilities:To review assigned cases as per established process, policies and standards and produce the appropriate decision for each case to quality standards in place.Produce clear and concise customer communications including FDLs and...

Job Title:Compliance Officer - Financial ServicesAbout Our Client:Our client is a leading provider of financial products and services, committed to upholding the highest standards of regulatory compliance and ethical conduct.Salary:£45,000 - £55,000 per annum, depending on experience.Job Description:We are seeking an experienced Compliance Officer to join...

Compliance Monitoring ManagerThis role will oversee the company's compliance with FCA and internal policy requirements, ensuring the business operates within regulatory frameworks.Key Responsibilities:Review and update compliance policy and proceduresDevelop and implement the Compliance Monitoring ProgrammeIdentify and mitigate potential compliance...

Compliance Business PartnerAt Lowell Financial Ltd, we're seeking a Compliance Business Partner to join our team. As a key member of our compliance function, you'll work closely with business functions to identify and mitigate regulatory and conduct risk. Your expertise will help us navigate complex regulatory landscapes and ensure we're always compliant.Key...

Company Overview:Lowell Financial Ltd is a leading provider of debt solutions, dedicated to helping customers achieve financial freedom. Our team is passionate about delivering high-quality compliance services that meet the evolving needs of our business and customers.

Job TitleChief Compliance OfficerJob SummaryWe are seeking a seasoned Chief Compliance Officer to join our team at Rev & Regs. As a key member of our leadership team, you will be responsible for ensuring the company's compliance with regulatory requirements and mitigating financial crime risks.About the RoleThe Chief Compliance Officer will have overall...

About Our ClientThis firm specializes in providing a wide range of financial products and services to their clients, ensuring their financial well-being and security. The company is committed to maintaining the highest standards of regulatory compliance and ethical conduct in all operations.Job DescriptionAs a Compliance Monitoring Officer, you will play a...

Compliance Business PartnerAt Lowell Financial Ltd, we're seeking a Compliance Business Partner to join our team. As a key member of our compliance function, you'll work closely with business functions to identify and mitigate regulatory and conduct risk. Your expertise will help us navigate complex regulatory landscapes and ensure we're always compliant.Key...

Job Title: Global Compliance OfficerStelvio Group is seeking a highly skilled Global Compliance Officer to lead the development, management, and execution of compliance programs for our online backup and disaster recovery Managed Service Provider (MSP).Key Responsibilities:Ensure ongoing adherence to industry standards such as ISO 27001, ISO 9001, and SOC 2...

With over 2,500 professionals employed across the globe, Hays Specialist Recruitment Limited has an exciting opportunity for a skilled legal compliance professional to join their Leeds office as a Compliance Analyst.This role involves reviewing client files under the supervision of an experienced management team, ensuring compliance with Cayman and British...

About Our OrganisationMichael Page (UK) is a leading recruitment agency specialising in professional placements within the financial services sector. With an international presence, we remain committed to delivering high-quality career solutions to a diverse range of clients.Job RoleDevelop and implement compliance programs, policies, and practices to ensure...

Your RoleYou will be working as a Compliance Co-Ordinator at Spring Wood Lodge in Guiseley, Leeds, supporting the Hospital Director and playing a vital role in ensuring compliance with CQC Regulations, NHSE Expectations, and other external regulatory bodies.Main Responsibilities- Coordinate reports for submission to various external and internal bodies-...

Job DescriptionWe are seeking an experienced Accounting Specialist to join our team as a Financial Bookkeeper. The role involves ensuring the financial health and integrity of our Practice through accurate record-keeping, financial analysis, and compliance with regulatory requirements. Key responsibilities include:Financial ManagementManage accounts payable...

About Bupa: At Bupa, we rely on the skills, energy, and commitment of our people to provide excellent service to our customers and each other. Our approach to safety aligns with public health and regulatory guidance, ensuring the well-being of our people, residents, customers, and visitors.Role Overview: As a Regulatory Manager, you will oversee and support...

Regulatory Compliance Role OverviewWe are seeking an experienced Compliance Specialist to join our team at Openwork Ltd, a leading provider of wealth management services. This role is ideal for individuals who have a strong understanding of regulatory requirements and can provide expert advice on compliance matters.About the JobThe successful candidate will...

The Financial Conduct Authority is seeking a highly skilled Regulatory Payments Expert to join our team. In this role, you will be responsible for providing deep subject matter expertise on topics and issues relating to the payments industry, payments regulation, and supervision of payments firms.Key Responsibilities:Providing technical input to a range of...

Job SummaryJob DescriptionCompliance Business PartnerAs a Compliance Business Partner at UK Shared Services Ltd, you will work closely with business functions to identify and mitigate regulatory and conduct risk. Your key responsibilities will include:Collaborating with stakeholders to identify and escalate regulatory and conduct risk.Providing timely and...

About the RoleWe are seeking a highly organized and approachable individual to join our Compliance team as a Compliance Associate. This role will support the business in ensuring compliance with regulatory bodies such as the FCA and ICO.Key ResponsibilitiesUndertake elements of the compliance monitoring plan across all areas of the business.Support the team...

Job DescriptionWe are seeking a Financial Services Advisory Consultant to join our growing team in the North of England.This role involves developing specialist technical and regulatory knowledge, supporting the wider Financial Services Advisory team, and providing expert advice to clients on regulatory requirements.Key Responsibilities:Develop and maintain...

Embark on a challenging career path as a Regulatory Compliance Expert at William Hill PLC.About the RoleWe are seeking an experienced professional to support the delivery of regulatory change across our UK brands.Key ResponsibilitiesDevelop and improve regulatory change processes.Stay current on regulatory changes, industry trends, and market...