Regulatory Officer

2 days ago


Leeds, Leeds, United Kingdom Arthur Recruitment Full time

We are partnering with an insurer to recruit a highly skilled Compliance Officer (Generalist) for their Leeds office. This is a fantastic opportunity to join a dynamic team and contribute to maintaining a strong compliance culture.

About the Role:
  • This Compliance Officer will be responsible for providing regulatory support and guidance across the business, ensuring compliance with FCA/PRA regulations.

Key Responsibilities:

  • Collaborate with cross-functional teams to ensure compliance with regulatory requirements
  • Develop and maintain relationships with key stakeholders to foster a compliant culture
  • Contribute to ongoing compliance initiatives, including policy development and procedure implementation
  • Support the Risk and Compliance team with day-to-day operations
  • Participate in sanction referrals and wider financial crime matters

Requirements:

  • Proven experience as a Compliance Officer or equivalent role
  • Excellent understanding of FCA/PRA regulations
  • Strong analytical and problem-solving skills
  • Ability to work independently and collaboratively as part of a team
  • ACA/ICAEW qualifications desirable

Salary: Approximately £50,000 - £65,000 per annum, based on experience.



  • Leeds, Leeds, United Kingdom IDEX Consulting Full time

    Improve Regulatory Compliance and Drive Business SuccessIDEX Consulting invites applications for a Regulatory Compliance Officer to join our dynamic team. This challenging role requires expertise in regulatory assurance and compliance within the financial sector, supporting the development of business processes that drive growth while maintaining the highest...


  • Leeds, Leeds, United Kingdom Markel Corporation Full time

    Job Title: Financial Regulatory Compliance OfficerEstimated Salary: £50,000 - £70,000 per annum.As a Financial Regulatory Compliance Officer at Markel Corporation, you will play a critical role in ensuring that our business operations comply with relevant laws and regulations. This includes developing and implementing compliance programs, conducting audits...


  • Leeds, Leeds, United Kingdom Michael Page (UK) Full time

    About Michael Page (UK)We are looking for an experienced Regulatory Compliance Officer to join our team in Leeds. In this role, you will be responsible for ensuring that our client's products meet all relevant regulatory requirements.Job Overview:Ensure that all products meet regulatory requirements by establishing, documenting, and implementing quality...


  • Leeds, Leeds, United Kingdom Compliance Professionals Full time

    Role OverviewWe are seeking a Senior Regulatory Compliance Officer to join our team at Compliance Professionals.Key Responsibilities:To review assigned cases as per established process, policies and standards and produce the appropriate decision for each case to quality standards in place.Produce clear and concise customer communications including FDLs and...


  • Leeds, Leeds, United Kingdom Iwoca Full time

    Key ResponsibilitiesDevelop, implement, and maintain a conduct risk framework tailored to unregulated SME lending activities, aligned with LSB standards.Identify, assess, and monitor conduct risks, ensuring effective management within our risk appetite and in accordance with LSB principles.Collaborate with the Head of Regulatory Compliance to establish and...


  • Leeds, Leeds, United Kingdom Reed Technology Full time

    Job OverviewA leading manufacturer in Leeds is seeking a highly diligent Compliance Manager to oversee regulatory compliance and risk management.The ideal candidate will have exceptional attention to detail and a thorough understanding of the impact of defective products on a company's financial standing and reputation.Estimated Salary: £42,000 - £47,000...


  • Leeds, Leeds, United Kingdom Amazon Full time

    About the JobWe are looking for a highly motivated Environmental and Health Regulatory Compliance Officer to join our team. In this challenging and rewarding role, you will play a vital part in ensuring that our operations comply with all relevant environmental and health regulations.This is an excellent opportunity to work towards the prestigious TechIOSH...


  • Leeds, Leeds, United Kingdom Hays Specialist Recruitment Limited Full time

    With over 2,500 professionals employed across the globe, Hays Specialist Recruitment Limited has an exciting opportunity for a skilled legal compliance professional to join their Leeds office as a Compliance Analyst.This role involves reviewing client files under the supervision of an experienced management team, ensuring compliance with Cayman and British...


  • Leeds, Leeds, United Kingdom Iwoca Full time

    We are seeking a highly experienced Regulatory Conduct Compliance Officer to join our team at Iwoca. As a Regulatory Conduct Compliance Officer, you will play a critical role in ensuring that Iwoca understands and adheres to regulatory standards and industry best practices, particularly those set by the Lending Standards Board (LSB). You will work closely...


  • Leeds, Leeds, United Kingdom HW Finance UK Full time

    We are seeking a highly skilled Regulatory Reporting Professional to join our finance team at HW Finance UK, based in Leeds.The successful candidate will work closely with the Director of Finance, playing a crucial role in the company's expansion and growth phase.Key Responsibilities:Prepare Regulatory Returns, ensuring timely delivery of UK regulatory...


  • Leeds, Leeds, United Kingdom William Hill Full time

    About the PositionThis Regulatory Marketing Manager role involves leading our marketing compliance function and ensuring all marketing activities adhere to UK gambling regulations. If you have experience in this area and are passionate about regulatory compliance, we'd love to hear from you.Key ResponsibilitiesDevelop policies and procedures to ensure...


  • Leeds, Leeds, United Kingdom William Hill Full time

    We are seeking a highly skilled Compliance Marketing Strategist to join our team at William Hill. The ideal candidate will have excellent knowledge of UK gambling regulatory requirements and be able to develop and implement effective marketing strategies that ensure compliance.Key Responsibilities:Develop and implement marketing strategies that ensure...


  • Leeds, Leeds, United Kingdom Adway Associates Full time

    Capital and Stress Testing Risk Oversight RoleWe are seeking a skilled Risk Oversight Specialist to join our team at Adway Associates. This full-time day rate contractor position will provide 2nd line oversight of change projects within Stress Testing and Capital Management.About the role:Support the business by providing challenge and oversight over key...


  • Leeds, Leeds, United Kingdom William Hill Full time

    We are seeking a dedicated Regulatory Marketing Specialist to join our team at William Hill. In this role, you will be responsible for ensuring all our marketing activities, campaigns, and communications comply with UK gambling regulations.About the RoleThis is an exciting opportunity for a motivated individual who is passionate about regulatory compliance....


  • Leeds, Leeds, United Kingdom Elysium Healthcare Full time

    Your RoleYou will be working as a Compliance Co-Ordinator at Spring Wood Lodge in Guiseley, Leeds, supporting the Hospital Director and playing a vital role in ensuring compliance with CQC Regulations, NHSE Expectations, and other external regulatory bodies.Main Responsibilities- Coordinate reports for submission to various external and internal bodies-...


  • Leeds, Leeds, United Kingdom Pearson Full time

    About the RoleWe are seeking a highly skilled Compliance and Regulatory Specialist to join our team in Leeds, UK. As a key member of the Associate Management team, you will play a vital role in ensuring that our business operates in line with all relevant legislation and regulatory requirements.The ideal candidate will have experience working in a regulated...


  • Leeds, Leeds, United Kingdom Rev & Regs Full time

    Job Overview:We are seeking a seasoned Head of Regulatory Affairs to join our team at Rev & Regs, working for a large multinational Asset Management company.This role requires expertise in risk management, compliance, and financial crime prevention, with a strong focus on analysing regulatory developments and maintaining internal policies and procedures.The...


  • Leeds, Leeds, United Kingdom Austin Fraser Full time

    We are recruiting for a Regulatory Compliance Manager to join our team in Leeds. As a key member of the Austin Fraser team, you will play a vital role in maintaining and enhancing our quality and compliance standards.The successful candidate will have a proven track record of managing quality and regulatory compliance with essential field experience. They...


  • Leeds, Leeds, United Kingdom HW Finance UK Full time

    About HW Finance UKHW Finance UK is a leading financial services specialist based in Leeds. We are committed to delivering high-quality financial solutions to our clients and are seeking a skilled Regulatory Reporting Specialist to join our team.The successful candidate will be responsible for preparing regulatory returns, ensuring accurate forecasting of...


  • Leeds, Leeds, United Kingdom Lifelancer Full time

    Job OverviewWe are seeking an ambitious Associate to join our Leeds or Manchester office and help us build and develop our practice in the regulatory sector.