Regulatory Compliance Expert

2 days ago


Leeds, Leeds, United Kingdom Yorkshire Dental Suite Full time
Job Overview

We are seeking a highly skilled Regulatory Compliance Expert to oversee the training and competence framework of our organization, ensuring full compliance with the Financial Conduct Authority (FCA) regulations. This role provides an exciting opportunity to play a critical part in ensuring the organisation's compliance with FCA regulations while supporting professional development and operational excellence.

About the Role
  • This is a key leadership position responsible for developing, implementing, and maintaining robust training and competence systems to support our team and business in meeting regulatory requirements.
  • You will be responsible for ensuring compliance with all aspects of the FCA's Training and Competence Sourcebook, including identifying regulatory requirements for staff competency.
  • The ideal candidate will have strong leadership and communication skills, with the ability to influence at all levels, as well as exceptional organisational skills and attention to detail.
Key Responsibilities
  • Develop and manage the organization's training and competence (T&C) framework in line with FCA regulations.
  • Conduct regular reviews of the T&C framework, policies, and procedures to ensure ongoing compliance with regulatory updates.
  • Monitor and evaluate individual and team performance, identifying areas for improvement and recommending training solutions.
Requirements
  • In-depth knowledge of the FCA's Training and Competence Sourcebook and relevant regulations.
  • Proven experience in managing training and competence frameworks within a regulated financial services environment.
  • Exceptional organisational skills, with a strong attention to detail and the ability to manage multiple priorities.
What We Offer

This role offers a competitive salary of £42,000 - £47,000 per annum, depending on experience, and the opportunity to work with a dynamic and forward-thinking organisation. The successful candidate will also receive excellent benefits and a comprehensive induction program.



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