Compliance Expert Leader
1 week ago
Job Description:
Broadgate is seeking a Compliance Expert Leader to oversee the internal Compliance helpdesk and develop strategies to improve compliance support services. The ideal candidate will have a strong understanding of FCA regulatory standards and be able to upskill and mentor direct reports.
Your Key Responsibilities:
- Manage the internal Compliance helpdesk to ensure timely and effective compliance advice
- Develop and implement strategies to improve compliance support services
- Collaborate with other areas of the Group to drive customer acquisition and retention
Requirements:
- Diploma in Financial Planning or equivalent qualification
- High-level knowledge of FCA regulatory standards and mortgage/investment advice processes
- Excellent people management skills, ideally with experience leading a team
- Technically proficient (able to learn new software applications quickly)
Benefits:
£50,000 - £60,000 per annum, depending on experience
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