Strategic Policy and Compliance Leader
2 days ago
Strategic Policy and Compliance Leader
Location: Leeds/West Yorks
Salary: £50k
This role presents an opportunity for someone to take ownership of a Compliance function within Broadgate, one of the UK market leaders in providing entrepreneurial and technical support to the financial services sector.
- Oversee the internal Compliance helpdesk, ensuring high-quality support for the team and the business.
- Manage the team's capability to provide compliance support services, leveraging their expertise to drive business growth.
- Able to upskill and mentor direct reports, fostering a culture of continuous learning and development.
- Collaborate with other areas of the Group to retain and attract more customers, delivering business outcomes.
Your Profile:
- Diploma in Financial Planning or equivalent, with a strong understanding of FCA regulatory standards.
- High-level knowledge of mortgage/investment advice processes, with the ability to apply this knowledge in a Compliance context.
- Excellent people and management skills, ideally with experience leading a team, to drive business outcomes.
- Technically proficient, with the ability to learn new software applications and adapt to change.
Broadgate is a leading provider of entrepreneurial and technical support to the financial services sector. This role offers a unique opportunity to join our team and make a meaningful contribution to our business.
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