Compliance Expert

22 hours ago


Leeds, Leeds, United Kingdom Rev & Regs Full time
Job Description:

A remote Compliance Expert position is available at Rev & Regs, working for a large multinational Asset Management company.

This role involves ensuring timely and comprehensive analysis of regulatory and financial crime developments and maintaining appropriate internal policies and procedures.

The successful candidate will act as SM16 and SMF17, providing expert or key strategic advice to the board where required, and representing the business at a senior level.

Key Responsibilities:

  • To act as SM16 and SMF17.
  • Ensure the timely and comprehensive analysis of regulatory and financial crime developments.
  • Maintain appropriate internal policies and procedures.
  • Provide timely and appropriate reports to governance bodies on compliance and financial crime matters.
  • Provide expert or key strategic advice to the board where required.
  • Represent the business at a senior level.
  • Provide timely, clear and effective guidance and support to the business and other stakeholders.
  • Effectively question and challenge to gain a comprehensive understanding of issues / risks.
  • Monitor and oversee risk frameworks relating to Compliance and financial crime.

Requirements:

  • Must have held SMF16 & SMF17.
  • Experience as a Head of Compliance & MLRO working for an Asset Manager.
  • Prior experience within Transfer Agency would be an advantage.
  • A superior networker, negotiator, and business leader.
  • Knowledge and experience within a regulatory and financial crime environment.
  • Significant experience of leading teams and providing strategic direction.

Benefits:

  • Estimated salary: £140,000 plus bonus.
  • Remote work with travel to Leeds office 2 days per week.


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