Compliance Expert

3 weeks ago


Leeds, Leeds, United Kingdom The Openwork Partnership Full time
The Opportunity
As a key member of our Risk and Compliance team, you will play a vital role in ensuring the continued success and growth of The Openwork Partnership. We are seeking an experienced Compliance Specialist to join our team, providing risk-based 2LoD compliance monitoring in accordance with our Compliance Plan. You will be responsible for managing potential conflicts of interest, providing compliance advice to business units, and ensuring all activities are carried out within the regulatory framework. Your knowledge and experience of the regulatory landscape, consumer duty expectations, and requirements will be essential in providing appropriate challenge and support to the business.

The Benefits
We offer a competitive salary of up to £55,000, a bonus scheme with on-target bonuses of 10%, and a comprehensive pension scheme with employer matched contributions of up to 5%. Additionally, you will have access to a range of flexible benefits, including critical illness cover, income protection, death in service, and 25 days of holiday plus bank holidays.

Key Accountabilities
You will support the Risk and Compliance Director in developing and delivering the risk assessment and Compliance Plan, undertaking monitoring and assurance activities, and advising business areas on control improvements. You will also provide compliance consultancy to key stakeholders, develop effective working relationships with first-line operational management, and support the Risk and Compliance Director in managing and delivering FCA regulatory visits, requests, and thematic reviews.

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