Compliance Framework Manager

3 weeks ago


Leeds, Leeds, United Kingdom Waystone Governance Ltd. Full time
Job Title

Compliance Framework Manager

About the Role

We are seeking an experienced Compliance Framework Manager to join our team at Waystone Governance Ltd. as a Global Compliance Operations Lead. This role will be responsible for overseeing and implementing all aspects of the Group Compliance Operations Framework, including a Monitoring and Testing program, the Attestations process, Fitness and Probity, Personal Account Dealing, Gifts and Entertainment Log, mandatory training, and preparing reports for the Group Risk and Compliance Committee.

Key Responsibilities
  • Maintain and refine the Group Compliance Operations Framework, designing and implementing an effective Compliance Monitoring plan across all business units.
  • Work with local compliance officers to ensure regular risk-based Compliance Regulatory Focus assessments are completed and utilize these to design testing schedules and plans.
  • Facilitate Compliance Monitoring testing in collaboration with local compliance officers and their teams, analyzing Monitoring results and reporting key findings to the relevant entity Compliance officer and the Chief Compliance Officer.
Requirements
  • A minimum of 7 years' experience in a Compliance operations role in a global financial services firm.
  • An in-depth understanding of an effective Compliance operation framework and proficiency in systems and software to automate manual processes and reporting.
  • Proven ability to lead a global Compliance Operation team in multiple locations, with strong project management skills and a high level of accuracy and attention to detail.
Salary

$120,000 - $150,000 per annum



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