Regulatory Compliance Lead

23 hours ago


Leeds, Leeds, United Kingdom Yorkshire Dental Suite Full time

We are looking for a highly motivated and experienced Compliance Manager to lead our compliance efforts. As a key member of the team, you will be responsible for ensuring that our business operations comply with regulatory requirements.

Job Requirements:

The Compliance Manager will be responsible for developing and managing the organization's training and competence framework in line with FCA regulations. This includes ensuring compliance with all aspects of the FCA's Training and Competence Sourcebook, including identifying regulatory requirements for staff competency.

Key Responsibilities:
  • Conduct regular reviews of the T&C framework, policies, and procedures to ensure ongoing compliance with regulatory updates.
  • Design and implement processes for assessing the initial and ongoing competence of employees performing regulated activities.
  • Foster a culture of continuous learning and regulatory excellence across the organization.

The ideal candidate will have strong analytical skills, a proactive approach to problem-solving, and a commitment to maintaining the highest standards of compliance and professional integrity.

Salary: £43,500 per year.



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