Compliance Training Coordinator

4 days ago


Birmingham, Birmingham, United Kingdom IDEX Consulting Ltd Full time

Job Description

This role will involve providing regulatory supervision over our financial planning population and their adherence to the firm's Training and Competency scheme and the overarching control environment.

You will work closely with our Supervision and Competency Oversight team to ensure operational financial planner activity meets our high standards.

This includes monitoring Financial Planner KRIs, carrying out observations, and holding 1:1 meetings to deliver key commitments outlined in the firm's Training and Competency scheme.



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