Compliance and Training Manager

5 days ago


Birmingham, Birmingham, United Kingdom Ernest Gordon Recruitment Limited Full time

Are you a seasoned training professional looking for a new challenge? We are seeking an experienced Training and Compliance Manager to join our growing wealth management business. As a key member of our team, you will be responsible for delivering training and ensuring competency from new starters through to financial advisors on up-to-date regulations and compliance standards.

In this role, you will own, manage, and deliver the training while reporting into the Head of Compliance. Your expertise will drive standards across the business, keeping us at the forefront of compliance in the wealth industry. With autonomy to put your stamp on the compliance and regulatory training, you will be a key component of our success story.

We offer a competitive salary range of £35,000 - £45,000 DOE + Bonus + Hybrid + Private Medical + Pension + Holiday + Benefits. If you are passionate about delivering high-quality training and have experience working in the wealth management industry, we would love to hear from you.

Key Responsibilities:

  • Providing Financial Regulatory Training to all staff
  • Development and Improvement of a clear, comprehensive T&C scheme personalised for the business
  • Keep the business up to date with any changes in regulations
  • Work with Head of Compliance to drive standards across the business


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