Compliance and Training Specialist
1 day ago
Birmingham, a hub for financial services, offers the perfect backdrop for this exciting role as Compliance and Training Supervisor. We are seeking a skilled professional to join our team at Ernest Gordon Recruitment Limited, bringing their expertise in training and compliance management to help drive business growth.
We offer a competitive salary of £40,000 - £50,000 per annum, plus a range of benefits including hybrid working, private medical insurance, pension scheme, and generous holiday allowance.
The ideal candidate will have experience in providing financial regulatory training, developing comprehensive T&C schemes, and keeping businesses up-to-date with changes in regulations. As a key member of our compliance team, you will work closely with the Head of Compliance to drive standards across the organization.
A high level of autonomy is offered in this role, allowing the successful candidate to add their own ideas and make a significant impact on the business. If you are looking for a challenging opportunity to grow your career, we encourage you to apply.
- Providing Financial Regulatory Training to all staff.
- Development and improvement of a clear, comprehensive T&C scheme personalised for the business.
- Keeping the business up to date with any changes in regulations.
- Working with the Head of Compliance to drive standards across the business.
- Wealth Management Practice Experience.
- Independent and stand-alone training experience.
- Able to train experienced advisors, junior financial planners as well as administrative staff.
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