Compliance and Training Specialist

1 day ago


Birmingham, Birmingham, United Kingdom Ernest Gordon Recruitment Limited Full time

Birmingham, a hub for financial services, offers the perfect backdrop for this exciting role as Compliance and Training Supervisor. We are seeking a skilled professional to join our team at Ernest Gordon Recruitment Limited, bringing their expertise in training and compliance management to help drive business growth.

We offer a competitive salary of £40,000 - £50,000 per annum, plus a range of benefits including hybrid working, private medical insurance, pension scheme, and generous holiday allowance.

The ideal candidate will have experience in providing financial regulatory training, developing comprehensive T&C schemes, and keeping businesses up-to-date with changes in regulations. As a key member of our compliance team, you will work closely with the Head of Compliance to drive standards across the organization.

A high level of autonomy is offered in this role, allowing the successful candidate to add their own ideas and make a significant impact on the business. If you are looking for a challenging opportunity to grow your career, we encourage you to apply.

  • Providing Financial Regulatory Training to all staff.
  • Development and improvement of a clear, comprehensive T&C scheme personalised for the business.
  • Keeping the business up to date with any changes in regulations.
  • Working with the Head of Compliance to drive standards across the business.
  • Wealth Management Practice Experience.
  • Independent and stand-alone training experience.
  • Able to train experienced advisors, junior financial planners as well as administrative staff.


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