Training Compliance Director

2 days ago


Birmingham, Birmingham, United Kingdom Ernest Gordon Recruitment Limited Full time

Ernest Gordon Recruitment Limited is seeking an experienced Compliance and Training Supervisor to join our team in Birmingham. This is an excellent opportunity for a Training and Compliance Manager to take their career to the next level, working in a dynamic and fast-paced wealth management business.

We offer a competitive salary of £45,000 - £55,000 per annum, plus a range of benefits including hybrid working, private medical insurance, pension scheme, and generous holiday allowance.

In this role, you will be responsible for providing financial regulatory training to all staff, developing a comprehensive T&C scheme, and ensuring the business remains up-to-date with changes in regulations. You will work closely with the Head of Compliance to drive standards across the organization and enjoy a high level of autonomy in your work.

  • Providing Financial Regulatory Training to all staff.
  • Development and improvement of a clear, comprehensive T&C scheme personalised for the business.
  • Keeping the business up to date with any changes in regulations.
  • Working with the Head of Compliance to drive standards across the business.
  • Wealth Management Practice Experience.
  • Independent and stand-alone training experience.
  • Able to train experienced advisors, junior financial planners as well as administrative staff.


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