Compliance Director

6 days ago


Birmingham, Birmingham, United Kingdom Willow Resourcing Limited Full time
Job Overview

We are seeking an experienced Compliance Director to lead our regulatory affairs function and provide day-to-day Compliance advice to the Board.

In this role, you will oversee the management and ongoing development of the Compliance Monitoring plan, undertake horizon scanning to ensure the business adapts to regulatory changes, and review the adequacy of EDD, CDD, KYC, and KYB processes.

You must have experience in a similar 'Head of' level role within Investment Management and possess an excellent working knowledge of its regulatory environment, including Consumer Duty and AML requirements.



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