Compliance and Training Specialist
18 hours ago
We are seeking an experienced Compliance and Training Specialist to join our team at Pertemps Network Group.
As a key member of our organization, you will play a pivotal role in ensuring we meet all FCA requirements and maintain a strong internal framework. This includes managing the end-to-end process of training and competency, ensuring all employees-from new starters to experienced staff-are supported to achieve and maintain high standards in their roles.
You will work closely with senior management and provide strategic insights into compliance and risk management.
Key Responsibilities- Oversee the firm's T&C function and ensure compliance with regulatory and internal standards.
- Develop and implement a tailored T&C scheme, including robust processes for assessing and maintaining competency.
- Conduct regular audits, file reviews, and performance monitoring to identify training needs and mitigate risks.
- Provide expert advice on regulatory matters, including financial promotions, Consumer Duty initiatives, and compliance policies.
- Ensure comprehensive records are maintained to evidence adherence to FCA requirements.
- Line-manage the Technical Team Leader, supporting their development and the implementation of T&C initiatives.
- Collaborate with senior management to produce meaningful KPIs and actionable management information.
- Keep up to date with regulatory changes and provide timely advice to the leadership team.
- Strong knowledge of FCA regulations and training and competence frameworks.
- A proven track record in a compliance or T&C management role, ideally within financial services.
- Exceptional communication and leadership skills, with experience managing teams and driving performance.
- Attention to detail and the ability to create practical, compliant solutions to regulatory challenges.
- Relevant qualifications or extensive experience in compliance and regulatory training.
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