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Compliance Officer

2 months ago

York, York City, United Kingdom NJR Recruitment Ltd Full time
Junior Compliance Administrator

NJR Recruitment Ltd is seeking a highly organized and detail-oriented Junior Compliance Administrator to join their team. The successful candidate will provide administrative support to the Compliance Manager, ensuring the preparation of advice for clients is of the highest quality and delivered in an efficient manner.

Key Responsibilities:
  • Verify files are compliant with regulatory requirements
  • Stay up-to-date with changes in FCA regulations
  • Provide feedback to Independent Financial Advisors (IFAs)
  • Collaborate closely with the Compliance Manager
  • Perform general office administrative tasks, including scanning and filing
What We Offer:
  • 21 days of annual leave plus bank holidays
  • Excellent opportunities for career progression and development
  • Study support for finance or math-related qualifications
  • Death in Service benefit
  • Private health insurance
  • Share incentives
  • Cycle to work scheme
Requirements:
  • A degree in finance or a related field
  • A genuine interest in a career in financial planning
  • Working towards Level 4 qualifications is highly desirable
  • Excellent Microsoft and Excel skills
  • Solid communication and interpersonal skills
  • A proactive attitude with a keen eye for detail
  • Ability to build strong relationships and display professionalism at all times