Regulatory Compliance Lead: Conduct Risk Expert
3 weeks ago
Lutine Bell is seeking an experienced Regulatory Compliance Lead to join its team as a Conduct Risk Expert. This role is responsible for promoting a culture focused on conduct risk and positive customer outcomes, while ensuring that the company adheres to regulatory requirements.
About the Company:
Lutine Bell is a leading financial institution committed to delivering excellent service to its customers. We are dedicated to maintaining a culture that prioritizes conduct risk and positive customer outcomes.
Key Responsibilities:
- Assist business teams in following compliance rules when creating or updating products and services.
- Collaborate with key projects that support the company's growth plans.
- Review and approve marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines.
- Provide practical advice to managers and project teams on handling regulatory issues and set clear steps to address them.
- Deliver compliance training to ensure employees understand and follow new and existing rules.
- Manage the Compliance Mailbox by responding to regulatory questions from the business.
What We Offer:
- An estimated salary of £65,000 - £85,000 per annum, depending on experience.
- Opportunities for professional growth and development.
- A dynamic and supportive work environment.
Requirements:
- Strong knowledge of regulatory compliance, risk management, and conduct risk.
- Proven experience in a similar role.
- Excellent communication and interpersonal skills.
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