Compliance and Advice Expert

1 month ago


Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

Are you a Compliance and Advice Expert looking for a new challenge?

About the Role

We are seeking a highly experienced professional to join our team at Artemis Recruitment Consultants Ltd in Dorking.

The successful candidate will be responsible for ensuring all financial advice provided is compliant with regulatory requirements.

Key Responsibilities
  • Ensuring all financial advice is given in accordance with FCA rules and regulations.
  • Reviewing and approving financial documents to ensure accuracy and compliance.
  • Liaising with internal teams to ensure seamless delivery of services.
Requirements
  • A minimum of 5 years' experience in a similar role.
  • Advanced knowledge of financial regulations and compliance.
  • Excellent communication and interpersonal skills.

  • Compliance Expert

    2 weeks ago


    Dorking, Surrey, United Kingdom Lutine Bell Full time

    Job Title: Compliance ExpertThe Lutine Bell team is seeking a highly skilled Compliance Expert to join our organization. This role will be responsible for assisting business teams in adhering to compliance rules when creating or updating products and services.As a key member of the team, you will assist with critical projects that support our growth plans,...

  • Compliance Expert

    2 weeks ago


    Dorking, Surrey, United Kingdom CV Library Full time

    About the Role">Manage the Compliance Mailbox and respond promptly to regulatory queries.Partner with cross-functional teams to guarantee compliance with regulatory requirements.Maintain Information Security standards by identifying and mitigating potential risks.The successful candidate will be a qualified Compliance Advisor with a proven track record in...


  • Dorking, Surrey, United Kingdom Lutine Bell Full time

    Job Title: Regulatory Compliance Lead: Conduct Risk ExpertLutine Bell is seeking an experienced Regulatory Compliance Lead to join its team as a Conduct Risk Expert. This role is responsible for promoting a culture focused on conduct risk and positive customer outcomes, while ensuring that the company adheres to regulatory requirements.About the...


  • Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    We are recruiting for a Compliance and Governance Expert to support our client in maintaining their compliance posture. As a seasoned professional in the financial services sector, you will bring your expertise to ensure the company adheres to FCA guidance and internal policies.This exciting opportunity comes with a salary range of £35,000 - £50,000 per...

  • Ornithology Expert

    3 days ago


    Dorking, Surrey, United Kingdom FPCR ENVIRONMENT AND DESIGN Full time

    **Job Title:** Ornithology ExpertWe are seeking an experienced Ornithology Expert to join our team at FPCR Environment and Design Ltd. As an Ornithology Expert, you will be responsible for leading on ornithology surveys, conducting data analysis, and providing technical advice to clients.**About the Role:**Lead and assist with ornithology surveys, employing...

  • Compliance Expert

    1 week ago


    Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    We are seeking an experienced Compliance Officer to join our client in Dorking. The ideal candidate will have a strong background in financial services and excellent knowledge of the FCA standards and regulations.Job DescriptionThe successful candidate will be responsible for developing and overseeing control systems to maintain regulations and internal...


  • Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    We are seeking a highly motivated Financial Services Compliance Specialist to join our client's team in Dorking, Surrey. As a key member of the team, you will be responsible for ensuring compliance with FCA guidelines and internal policies.Duties and Responsibilities:Develop and implement control systems to maintain regulatory complianceConduct regular...


  • Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Role OverviewWe are seeking an Expert Paraplanning Consultant to join our team at Artemis Recruitment Consultants Ltd. The successful candidate will have experience in delivering accurate, well-drafted, and compliant financial planning advice within agreed timescales and cost budgets.About the PositionDelivering technical expertise to the adviser team to...


  • Dorking, Surrey, United Kingdom Lutine Bell Full time

    Job Title: Compliance ProfessionalLutine Bell seeks a talented Compliance Professional to join our team. As a key member of our organization, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.The estimated salary for this position is £55,000 - £65,000 per annum, depending on...

  • Expert Ecologist

    2 weeks ago


    Dorking, Surrey, United Kingdom Vital Human Resources Ltd Full time

    Key ResponsibilitiesWe are seeking a highly skilled Senior Ecologist to join our team at Vital Human Resources Ltd.In this role, you will be responsible for:Conducting ecological assessments and producing comprehensive reports.Providing expert advice on mitigation strategies and protected species surveys.Working closely with regulatory authorities and...


  • Dorking, Surrey, United Kingdom Vital Human Resources Ltd Full time

    About the Role:Vital Human Resources Ltd is looking for an experienced Senior Ecologist to fill this key position. As a member of our team, you will play a vital role in developing and implementing ecological solutions that meet the needs of our clients.This is a fantastic opportunity for someone who wants to work in a dynamic and challenging environment....

  • Paraplanning Expert

    2 weeks ago


    Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Job Title: Paraplanning ExpertWe are looking for an experienced Paraplanning Expert to join our team at Artemis Recruitment Consultants Ltd. In this role, you will play a key part in supporting our advisers to deliver high-quality financial advice to our clients.About the Role:This role will involve working closely with our advisers to assist with the...


  • Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    **Join our team as a Compliance Specialist Opportunity**We are seeking an experienced Financial Planning Professional to join our team at Artemis Recruitment Consultants Ltd. As a Senior Paraplanner, you will be responsible for delivering high-quality, compliant advice within agreed timescales and cost budgets.Your key responsibilities will...

  • Compliance Officer

    1 month ago


    Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Job Title: Compliance Officer - Financial RegulationDipFA Compliance Expert RequiredArtemis Recruitment Consultants Ltd is seeking a DipFA qualified Compliance Officer to join our client's team in Dorking, Surrey. As a key member of the team, you will be responsible for ensuring compliance with FCA guidelines and internal policies.About the Role:Develop and...


  • Dorking, Surrey, United Kingdom Lutine Bell Full time

    Job Title: Compliance Officer: Risk Governance SpecialistLutine Bell seeks an experienced Compliance Officer to join its team as a Risk Governance Specialist. This role is responsible for ensuring that the company adheres to regulatory requirements and maintains a culture focused on conduct risk and positive customer outcomes.About the Role:This position...


  • Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Job Title: Compliance and Business Development ManagerWe are seeking a highly experienced Compliance and Business Development Manager to join our team at Artemis Recruitment Consultants Ltd.As a Compliance and Business Development Manager, you will be responsible for ensuring compliance with FCA regulations, developing business management goals and...

  • Compliance Officer

    1 month ago


    Dorking, UK, Surrey, United Kingdom Lutine Bell Full time

    Assist business teams follow compliance rules when creating or updating products and services.Assist with key projects that support the company’s growth plans.Review and approve marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines.Provide practical advice to managers and project teams on handling...


  • Dorking, Surrey, United Kingdom Dorking Brewery Full time

    **Job Description**We are seeking a seasoned finance professional to fill the role of Part-Time Finance Director at Dorking Brewery. This exciting opportunity offers the chance to work with a dynamic team, shape the company's financial strategy, and contribute to its continued growth and success.As a key member of our senior leadership team, you will be...


  • Dorking, Surrey, United Kingdom Lutine Bell Full time

    Job Title: Compliance and Ethics Manager: Regulatory Affairs ProfessionalLutine Bell seeks an experienced Compliance and Ethics Manager to join its team as a Regulatory Affairs Professional. This role is responsible for ensuring that the company maintains a culture focused on conduct risk and positive customer outcomes, while adhering to regulatory...


  • Dorking, Surrey, United Kingdom FPCR Full time

    About the OpportunityWe are seeking an experienced Ecologist to join our team as a Senior Ecological Consultant. This is a fantastic opportunity for a motivated and skilled individual to take on a leadership role in delivering high-quality ecological assessments, surveys, and mitigation strategies.As a Senior Ecological Consultant, you will play a pivotal...