Compliance Expert

2 weeks ago


Dorking, Surrey, United Kingdom CV Library Full time

About the Role

">
  1. Manage the Compliance Mailbox and respond promptly to regulatory queries.
  2. Partner with cross-functional teams to guarantee compliance with regulatory requirements.
  3. Maintain Information Security standards by identifying and mitigating potential risks.

The successful candidate will be a qualified Compliance Advisor with a proven track record in ensuring organisations meet regulatory standards. This collaborative team member will contribute expertise, integrity, and a forward-thinking attitude.

Key Responsibilities:

  • Regulatory Compliance: Manage the Compliance Mailbox and respond promptly to regulatory queries, partnering with cross-functional teams to ensure activities meet FCA and PRA compliance standards.
  • Information Security: Maintain high Information Security standards by identifying and mitigating potential risks.

This role requires a deep understanding of the UK financial regulatory landscape and experience working in a regulated sales environment. Estimated salary: £50,000 - £65,000 per annum, depending on experience.

Why CV Library?

We're a leading job board dedicated to connecting candidates with their dream jobs. With a wide range of roles available, we're confident you'll find the perfect fit for your skills and experience. Our user-friendly platform makes it easy to search and apply for jobs, and our expert career advice will help you every step of the way. Join us today and start your journey to success


  • Compliance Expert

    1 week ago


    Dorking, Surrey, United Kingdom Lutine Bell Full time

    Job Title: Compliance ExpertThe Lutine Bell team is seeking a highly skilled Compliance Expert to join our organization. This role will be responsible for assisting business teams in adhering to compliance rules when creating or updating products and services.As a key member of the team, you will assist with critical projects that support our growth plans,...


  • Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Are you a Compliance and Advice Expert looking for a new challenge?About the RoleWe are seeking a highly experienced professional to join our team at Artemis Recruitment Consultants Ltd in Dorking.The successful candidate will be responsible for ensuring all financial advice provided is compliant with regulatory requirements.Key ResponsibilitiesEnsuring all...


  • Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    We are recruiting for a Compliance and Governance Expert to support our client in maintaining their compliance posture. As a seasoned professional in the financial services sector, you will bring your expertise to ensure the company adheres to FCA guidance and internal policies.This exciting opportunity comes with a salary range of £35,000 - £50,000 per...

  • Compliance Expert

    3 days ago


    Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    We are seeking an experienced Compliance Officer to join our client in Dorking. The ideal candidate will have a strong background in financial services and excellent knowledge of the FCA standards and regulations.Job DescriptionThe successful candidate will be responsible for developing and overseeing control systems to maintain regulations and internal...


  • Dorking, Surrey, United Kingdom Lutine Bell Full time

    Job Title: Regulatory Compliance Lead: Conduct Risk ExpertLutine Bell is seeking an experienced Regulatory Compliance Lead to join its team as a Conduct Risk Expert. This role is responsible for promoting a culture focused on conduct risk and positive customer outcomes, while ensuring that the company adheres to regulatory requirements.About the...


  • Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    We are seeking a highly motivated Financial Services Compliance Specialist to join our client's team in Dorking, Surrey. As a key member of the team, you will be responsible for ensuring compliance with FCA guidelines and internal policies.Duties and Responsibilities:Develop and implement control systems to maintain regulatory complianceConduct regular...

  • Compliance Officer

    1 month ago


    Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Job Title: Compliance Officer - Financial RegulationDipFA Compliance Expert RequiredArtemis Recruitment Consultants Ltd is seeking a DipFA qualified Compliance Officer to join our client's team in Dorking, Surrey. As a key member of the team, you will be responsible for ensuring compliance with FCA guidelines and internal policies.About the Role:Develop and...


  • Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Role OverviewWe are seeking an Expert Paraplanning Consultant to join our team at Artemis Recruitment Consultants Ltd. The successful candidate will have experience in delivering accurate, well-drafted, and compliant financial planning advice within agreed timescales and cost budgets.About the PositionDelivering technical expertise to the adviser team to...


  • Dorking, Surrey, United Kingdom Vital Human Resources Ltd Full time

    About the Role:Vital Human Resources Ltd is looking for an experienced Senior Ecologist to fill this key position. As a member of our team, you will play a vital role in developing and implementing ecological solutions that meet the needs of our clients.This is a fantastic opportunity for someone who wants to work in a dynamic and challenging environment....

  • IFA Regulatory Expert

    2 weeks ago


    Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Job Description: Our client is seeking a Compliance Officer to join their team in Dorking, UK. The successful candidate will be responsible for ensuring the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and oversee control systems to maintain regulations and internal policies.Evaluate the efficiency of controls and...

  • Paraplanning Expert

    3 weeks ago


    Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Company Overview">We are Artemis Recruitment Consultants Ltd, a leading recruitment agency specialising in financial services. We are looking for an experienced Paraplanner to join our team.">Salary">The salary for this role is estimated at £50,000 - £60,000 per annum, depending on experience.">Job Description">This is an exciting opportunity for a...


  • Dorking, Surrey, United Kingdom Specialist Recruit Full time

    We are seeking a highly organized and detail-oriented Property Manager to support our team in executing seamless property transitions.Key Responsibilities:Coordinate insurance renewals for efficient completion, ensuring timely compliance and minimizing disruptions.Maintain accurate claims logs for reference and effective communication with stakeholders.This...


  • Dorking, Surrey, United Kingdom Specialist Recruit Full time

    About the RoleWe are seeking a highly organized and detail-oriented Property Manager to support our team in executing seamless property transitions.The ideal candidate will manage key aspects of property management, handovers, and documentation with precision and attention to detail, ensuring timely compliance and minimizing disruptions.Key...


  • Dorking, Surrey, United Kingdom Orion Electrotech Sales Full time

    PDI Vehicle Inspection ExpertOrion Electrotech Sales seeks a skilled PDI Vehicle Inspection Expert to support our operations in Dorking.The estimated annual salary for this position is approximately £52,000.About the RoleThe successful candidate will be responsible for conducting thorough inspections of vehicles to ensure compliance with quality standards...


  • Dorking, Surrey, United Kingdom Orion Electrotech Sales Full time

    Job SummaryWe are seeking a skilled Vehicle Mechanical Inspector to join our team at Orion Electrotech Sales. As a key member of our production process, you will play a vital role in ensuring the quality and functionality of our vehicles before they hit the road.The ideal candidate will have previous experience in vehicle inspection, mechanical assembly, or...


  • Dorking, Surrey, United Kingdom Orion Electrotech Sales Full time

    Job Title: Precision Engineering Inspector">We're a dynamic team looking for a skilled PDI Vehicle Inspector to join our production process. As a key member of our team, you'll ensure the quality and functionality of our vehicles before they hit the road.Responsibilities">Conduct thorough inspections of vehicles to verify compliance with quality standards...

  • RGN Nurse

    1 month ago


    Dorking, Surrey, United Kingdom Sanctuary Personnel Ltd Full time

    Nursing Job OpportunitySanctuary Personnel Ltd is recruiting an experienced Community Nurse to join their team in Dorking. This role offers a rewarding opportunity to provide nursing care to patients while working with a well-established team.The ideal candidate will have recent UK nursing experience, be RGN qualified/NMC registered with a valid live PIN,...


  • Dorking, Surrey, United Kingdom Sanctuary Personnel Ltd Full time

    About the RoleWe are seeking an Experienced Community Nurse to join our team in Dorking. As a District Health Practitioner, you will be responsible for providing high-quality nursing care to patients across various settings.The successful candidate will benefit from Effortless Registration, Compliance Made Easy, Exclusive Opportunities, and Expert Guidance...


  • Dorking, Surrey, United Kingdom Vital Human Resources Ltd Full time

    Job Description:We are seeking a skilled Senior Ecologist to join our team at Vital Human Resources Ltd. The ideal candidate will have expertise in mitigation and biodiversity management, with a strong understanding of ecological principles.This is a 12-month ongoing contract with a hybrid working arrangement, allowing for flexibility and work-life balance....


  • Dorking, Surrey, United Kingdom Zachary Daniels Full time

    Zachary Daniels is seeking an experienced Talent Management Professional to join our team as an HR Advisor in North West London.This exciting opportunity comes with a salary of up to £45,000 and offers a unique chance to advance your HR career in a dynamic and supportive environment.The successful candidate will have CIPD Level 3 or above and a proven track...