Compliance Expert
2 weeks ago
About the Role
">- Manage the Compliance Mailbox and respond promptly to regulatory queries.
- Partner with cross-functional teams to guarantee compliance with regulatory requirements.
- Maintain Information Security standards by identifying and mitigating potential risks.
The successful candidate will be a qualified Compliance Advisor with a proven track record in ensuring organisations meet regulatory standards. This collaborative team member will contribute expertise, integrity, and a forward-thinking attitude.
Key Responsibilities:
- Regulatory Compliance: Manage the Compliance Mailbox and respond promptly to regulatory queries, partnering with cross-functional teams to ensure activities meet FCA and PRA compliance standards.
- Information Security: Maintain high Information Security standards by identifying and mitigating potential risks.
This role requires a deep understanding of the UK financial regulatory landscape and experience working in a regulated sales environment. Estimated salary: £50,000 - £65,000 per annum, depending on experience.
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