IFA Regulatory Expert
5 days ago
Key Responsibilities:
- Develop and oversee control systems to maintain regulations and internal policies.
- Evaluate the efficiency of controls and improve them continuously.
- Assess the company's future ventures to identify possible compliance risks.
Requirements:
- Proven experience in a compliance role within the financial services sector.
- In-depth knowledge of FCA standards and regulations.
- Excellent knowledge of reporting procedures and record keeping.
- Outstanding communication and interpersonal skills.
- Ability to work under pressure and meet deadlines.
- Discrete and professional in all communication.
- Effective listener.
- Organised multi-tasker with effective prioritisation.
We offer a competitive salary of £35,000 - £50,000 per annum, flexible working arrangements, and opportunities for professional growth.
-
Regulatory Expert
4 weeks ago
Dorking, Surrey, United Kingdom Cedar Recruitment Full timeAbout the Role:We are seeking a Compliance Advisor to provide regulatory guidance and business support. This role is focused on Conduct Risk and Customer Outcomes.Key Responsibilities:The successful candidate will manage the Compliance Mailbox and respond promptly to regulatory queries.Partnering across teams to ensure activities meet FCA and PRA compliance...
-
Regulatory Guidance Specialist
4 weeks ago
Dorking, Surrey, United Kingdom Arthur Recruitment Full timeJob OverviewArthur Recruitment is seeking a Compliance professional with strong regulatory experience to join our team as a Regulatory Guidance Specialist.This full-time, permanent role based in Dorking will provide advisory guidance on FCA and PRA regulations across the business, with a focus on Conduct. As a key member of the Compliance team, you will be...
-
Compliance Expert
3 days ago
Dorking, Surrey, United Kingdom CV Library Full timeAbout the Role">Manage the Compliance Mailbox and respond promptly to regulatory queries.Partner with cross-functional teams to guarantee compliance with regulatory requirements.Maintain Information Security standards by identifying and mitigating potential risks.The successful candidate will be a qualified Compliance Advisor with a proven track record in...
-
Expert Ecologist
3 days ago
Dorking, Surrey, United Kingdom Vital Human Resources Ltd Full timeKey ResponsibilitiesWe are seeking a highly skilled Senior Ecologist to join our team at Vital Human Resources Ltd.In this role, you will be responsible for:Conducting ecological assessments and producing comprehensive reports.Providing expert advice on mitigation strategies and protected species surveys.Working closely with regulatory authorities and...
-
Compliance and Advice Expert
4 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeAre you a Compliance and Advice Expert looking for a new challenge?About the RoleWe are seeking a highly experienced professional to join our team at Artemis Recruitment Consultants Ltd in Dorking.The successful candidate will be responsible for ensuring all financial advice provided is compliant with regulatory requirements.Key ResponsibilitiesEnsuring all...
-
Power Electronics Expert
34 minutes ago
Dorking, Surrey, United Kingdom Orion Electrotech Sales Full timeJob Title: Power Electronics ExpertWe have an exciting opportunity for a skilled Power Electronics Expert to join Orion Electrotech Sales, a renowned engineering company in the field of special-purpose vehicle design and manufacturing.Location: DorkingSalary Range: £38,000 - £48,000 per annumThis is a permanent role with an ASAP start date. Our ideal...
-
Financial Services Compliance Specialist
4 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeArtemis Recruitment Consultants Ltd is seeking an experienced Compliance Officer for our client in Dorking, Surrey.IFA Compliance Officer (DipFA) - DorkingWe are looking for a skilled professional to join our team and work directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies. The ideal...
-
Conduct Risk Specialist
4 weeks ago
Dorking, Surrey, United Kingdom Cedar Recruitment Full timeRole Overview:We are seeking a Regulatory Expert to join our team at Cedar Recruitment. As a Compliance Advisor, you will provide regulatory guidance and business support to help create a culture focused on Conduct Risk and Customer Outcomes.Key Responsibilities:You will be responsible for managing the Compliance Mailbox and responding promptly to regulatory...
-
DipFA Compliance Expert
4 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeWe are seeking a highly motivated Financial Services Compliance Specialist to join our client's team in Dorking, Surrey. As a key member of the team, you will be responsible for ensuring compliance with FCA guidelines and internal policies.Duties and Responsibilities:Develop and implement control systems to maintain regulatory complianceConduct regular...
-
Senior Environmental Specialist
3 days ago
Dorking, Surrey, United Kingdom Vital Human Resources Ltd Full timeAbout the RoleWe are looking for a talented Senior Ecologist to join our team at Vital Human Resources Ltd.In this role, you will be responsible for conducting ecological assessments, producing comprehensive reports, and providing expert advice on mitigation strategies.The ideal candidate will have a strong understanding of UK and European wildlife laws and...
-
Senior Ecologist Position in Dorking
3 weeks ago
Dorking, Surrey, United Kingdom FPCR Environment and Design Limited Full timeAbout the RoleAs a Senior Ecologist, you will play a pivotal role in leading and delivering complex ecological projects, collaborating with our talented team of ecologists, landscape architects, and environmental planners.Your responsibilities will include:Conducting and leading on ecological surveys, including protected species surveys, habitat assessments,...
-
Ecological Consultant
4 weeks ago
Dorking, Surrey, United Kingdom Jobsoid Inc. Full timeAre you looking to increase your exposure to complex and rewarding projects in the UK? We are seeking a highly skilled Senior Ecologist to join our team in Dorking.You will play a pivotal role in leading and delivering high-quality ecological assessments, surveys, and mitigation strategies. Our talented team of ecologists, landscape architects, and...
-
Compliance Officer
4 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeJob Title: Compliance Officer - Financial RegulationDipFA Compliance Expert RequiredArtemis Recruitment Consultants Ltd is seeking a DipFA qualified Compliance Officer to join our client's team in Dorking, Surrey. As a key member of the team, you will be responsible for ensuring compliance with FCA guidelines and internal policies.About the Role:Develop and...
-
Ecological Consultant
3 days ago
Dorking, Surrey, United Kingdom FPCR Full timeAbout the RoleWe are seeking an experienced Ecological Consultant to join our team of ecological experts in various offices across the UK. As a key member of our team, you will play a pivotal role in collaborating with our talented ecologists, landscape architects, and environmental planners.Your responsibilities will include:Survey Methodologies: Assisting...
-
Senior Arboriculturist Lead
2 days ago
Dorking, Surrey, United Kingdom FPCR Full timeJob Title: Senior Arboriculturist LeadThis is an exciting opportunity to take your career to the next level as a Senior Arboriculturist Lead at FPCR Environment and Design Ltd. As a key member of our multidisciplinary team, you will be responsible for managing projects throughout their lifecycle, preparing fee quotes, managing project budgets, and providing...
-
Ecologist Project Lead
4 weeks ago
Dorking, Surrey, United Kingdom FPCR Full timeAbout the RoleWe are seeking an experienced Senior Ecologist to lead our ecological consultancy projects across the UK. As a key member of our team, you will play a pivotal role in delivering high-quality ecological assessments, surveys, and mitigation strategies.Key ResponsibilitiesLead on ecological surveys, including protected species surveys, habitat...
-
Senior Ecologist to Lead Ecological Assessments
1 month ago
Dorking, Surrey, United Kingdom FPCR Environment and Design Limited Full timeAre you seeking a challenging role in ecological consultancy?We are looking for an experienced Senior Ecologist to join our team at FPCR Environment and Design Limited. As a key member of our ecology team, you will play a pivotal role in delivering high-quality ecological assessments, surveys, and mitigation strategies.Key responsibilities will...
-
Dorking, Surrey, United Kingdom FPCR Full timeAbout the Opportunity We are looking for an experienced ecologist to join our team as a senior ecologist. This role will involve leading and delivering high-quality ecological assessments, surveys, and mitigation strategies. The successful candidate will have a strong focus on conducting surveys, assessments, and preparing ecological reports. Your Key...
-
Senior Environmental Consultant Opportunity
3 days ago
Dorking, Surrey, United Kingdom FPCR Full timeAbout the Job We are currently seeking a senior ecologist to join our team in Dorking. As a senior ecologist you will play a pivotal role in leading and delivering high-quality ecological assessments, surveys, and mitigation strategies. The successful candidate will have a strong focus on conducting surveys, assessments, and preparing ecological reports. ...
-
Ecologist to Senior Ecologist
3 days ago
Dorking, Surrey, United Kingdom FPCR Full timeAbout the Role We are seeking an experienced ecologist to join our team as a senior ecologist. This role will involve leading and delivering high-quality ecological assessments, surveys, and mitigation strategies. The successful candidate will have a strong focus on conducting surveys, assessments, and preparing ecological reports. Responsibilities...