IFA Regulatory Expert

5 days ago


Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time
Job Description: Our client is seeking a Compliance Officer to join their team in Dorking, UK. The successful candidate will be responsible for ensuring the company adheres to FCA guidance and internal policies.

Key Responsibilities:
  • Develop and oversee control systems to maintain regulations and internal policies.
  • Evaluate the efficiency of controls and improve them continuously.
  • Assess the company's future ventures to identify possible compliance risks.

Requirements:
  • Proven experience in a compliance role within the financial services sector.
  • In-depth knowledge of FCA standards and regulations.
  • Excellent knowledge of reporting procedures and record keeping.
  • Outstanding communication and interpersonal skills.
  • Ability to work under pressure and meet deadlines.
  • Discrete and professional in all communication.
  • Effective listener.
  • Organised multi-tasker with effective prioritisation.

We offer a competitive salary of £35,000 - £50,000 per annum, flexible working arrangements, and opportunities for professional growth.
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