Financial Services Compliance Specialist

1 month ago


Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

Artemis Recruitment Consultants Ltd is seeking an experienced Compliance Officer for our client in Dorking, Surrey.

IFA Compliance Officer (DipFA) - Dorking

We are looking for a skilled professional to join our team and work directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies. The ideal candidate will have expertise in effective risk management and regulatory knowledge to maintain the company's integrity and reputation.

Responsibilities:

  • Developing and overseeing control systems to maintain regulations and internal policies
  • Evaluating the efficiency of controls and improving them continuously
  • Assessing future ventures to identify possible compliance risks

Requirements:

  • Proven experience in a compliance role within the financial services sector
  • In-depth knowledge of FCA standards and regulations
  • Excellent knowledge of reporting procedures and record-keeping
  • Outstanding communication and interpersonal skills
  • Ability to work under pressure and meet deadlines
  • Solution-oriented and service-focused
  • Technology-savvy and willing to embrace new systems and software
  • Good analytical and decision-making skills
  • Discrete and professional in all communication
  • Effective listener
  • Willingness to challenge constructively and professionally
  • Organized multitasker with effective prioritization
  • Adaptable and flexible
  • Self-motivated and willing to work independently and as part of a wider team

The salary for this position is estimated at £35,000 - £50,000 per annum, depending on experience. We offer hybrid working arrangements, allowing you to balance your work and personal life effectively.



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