Financial Services Compliance Specialist

Artemis Recruitment Consultants Ltd is seeking a highly skilled Financial Services Specialist to join their team in Dorking.About the RoleThe ideal candidate will have excellent communication skills and the ability to advise clients on financial matters.We are offering a competitive salary of £45,000 - £60,000 per annum, depending on experience.Key...

Artemis Recruitment Consultants Ltd is seeking an experienced Compliance Officer for our client in Dorking, Surrey.IFA Compliance Officer (DipFA) - DorkingWe are looking for a skilled professional to join our team and work directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies. The ideal...

Job Overview:Artemis Recruitment Consultants Ltd is seeking an experienced Administrative Support Specialist (Financial Services) to join our client's SJP Practice in Dorking. The successful candidate will provide high-level administrative support to Financial Advisers, ensuring the smooth running of daily operations and contributing to the growth and...

Job Title: Compliance Officer - Financial RegulationDipFA Compliance Expert RequiredArtemis Recruitment Consultants Ltd is seeking a DipFA qualified Compliance Officer to join our client's team in Dorking, Surrey. As a key member of the team, you will be responsible for ensuring compliance with FCA guidelines and internal policies.About the Role:Develop and...

We are seeking a highly motivated Financial Services Compliance Specialist to join our client's team in Dorking, Surrey. As a key member of the team, you will be responsible for ensuring compliance with FCA guidelines and internal policies.Duties and Responsibilities:Develop and implement control systems to maintain regulatory complianceConduct regular...

Job Description:As a Conduct Risk Specialist, you will be responsible for providing regulatory guidance and business support to help create a culture focused on Conduct Risk and Customer Outcomes.Key Requirements:You must have strong communication and negotiation skills across various levels.A background in compliance audit or experience in a regulated sales...

Job SummaryWe are seeking a highly skilled Senior Financial Planning Specialist to join our team at Artemis Recruitment Consultants Ltd. The successful candidate will have experience in delivering accurate, well-drafted, and compliant financial planning advice within agreed timescales and cost budgets.About the RoleDelivering technical resource to the...

Are you a Compliance and Advice Expert looking for a new challenge?About the RoleWe are seeking a highly experienced professional to join our team at Artemis Recruitment Consultants Ltd in Dorking.The successful candidate will be responsible for ensuring all financial advice provided is compliant with regulatory requirements.Key ResponsibilitiesEnsuring all...

Join Tate's finance team as a Financial Operations Specialist and take on a challenging role that will see you support UK businesses' accounting needs within our centralised EMEA function.Your key responsibilities will include ensuring smooth financial operations through accurate and timely posting of journal entries, preparation of financial statements, and...

Job Title: Financial Planning Assistant SpecialistSalary: £25,000 - £35,000 per annum depending on experienceAbout the Role:The successful candidate will assist the Financial Planner in formulating advice to clients, providing technical support and guidance where appropriate.Main Responsibilities:To assist the Financial Planner in formulating advice to...

Artemis Recruitment Consultants Ltd is seeking a talented Financial Services Manager to join our team. As a key player in our financial services department, you will be responsible for providing financial planning solutions to clients and prospective clients.About the Role:This role involves meeting with clients and prospective clients to discuss their...

Job Opportunity: Financial Services DirectorWe are excited to offer a unique opportunity for a talented Financial Services Director to join our client's advisory team in Dorking. The successful candidate will be responsible for leading the team and driving the growth and success of this well-established wealth advisory firm.The ideal candidate will have a...

Job OverviewWe are seeking a highly skilled Financial Paraplanner to join our team at Artemis Recruitment Consultants Ltd. This is an exciting opportunity for an experienced professional to take their career to the next level.About the RoleThis role involves preparing recommendations and producing suitability reports in line with company policy. You will be...

Financial Services Administrator Role:The Artemis Recruitment Consultants Ltd is seeking a skilled Financial Services Administrator to support an IFA with various administrative tasks. This full-time role is based near Dorking and involves using different CRM systems and platforms (including Intelligent Office) efficiently. You will be responsible for...

Job OverviewIn this role as a Financial Services Assistant at Artemis Recruitment Consultants Ltd, you will be supporting experienced financial advisors in preparing recommendations and producing suitability reports. Your responsibilities will include maintaining accurate client records, gathering data, and preparing application forms.The successful...

About the RoleWe are looking for a skilled Block Management Support Specialist to manage critical documentation, insurance processes, and company secretarial duties. The successful candidate will work closely with Block Managers and various stakeholders to ensure smooth operational processes and maintain high standards of service delivery.

Job Title: Financial Services CoordinatorWe are seeking an experienced Financial Services Coordinator to support one IFA with all areas of administration, including business processing, financial administration, and client liaison.The ideal candidate will have a strong background in administration and customer service, with experience working in a life and...

Job Title: Compliance Officer RoleLocation: Dorking, UKSalary: £35,000 - £50,000 per annumThe role of a Compliance Officer is crucial in maintaining the integrity and reputation of our client. We are seeking an experienced professional with expertise in effective risk management and regulatory knowledge to work directly with the owners and existing...

About the Role">Manage the Compliance Mailbox and respond promptly to regulatory queries.Partner with cross-functional teams to guarantee compliance with regulatory requirements.Maintain Information Security standards by identifying and mitigating potential risks.The successful candidate will be a qualified Compliance Advisor with a proven track record in...

**Head of Financial Advice - Dorking Opportunity**We are seeking an accomplished Head of Financial Advice to drive the growth of a well-established wealth advisory firm based in Dorking. Reporting into the Managing Director, you will provide leadership across the Adviser team and develop a people-centric culture to ensure good outcomes for clients and...