Compliance Officer

1 month ago


Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

Job Title: Compliance Officer - Financial Regulation

DipFA Compliance Expert Required

Artemis Recruitment Consultants Ltd is seeking a DipFA qualified Compliance Officer to join our client's team in Dorking, Surrey. As a key member of the team, you will be responsible for ensuring compliance with FCA guidelines and internal policies.

About the Role:

  • Develop and implement control systems to maintain regulatory compliance
  • Conduct regular audits to evaluate the effectiveness of controls and make recommendations for improvement
  • Collaborate with the management team to assess future business ventures and identify potential compliance risks

Key Skills and Qualifications:

  • Proven experience in a compliance role within the financial services sector
  • Strong understanding of FCA regulations and standards
  • Excellent communication and interpersonal skills
  • Ability to work under pressure and meet deadlines
  • Solution-oriented and service-focused
  • Technology-savvy and willing to learn new systems and software
  • Good analytical and decision-making skills
  • Discrete and professional in all communication
  • Effective listener
  • Willingness to challenge constructively and professionally
  • Organized multitasker with effective prioritization
  • Adaptable and flexible
  • Self-motivated and willing to work independently and as part of a wider team

The salary for this position is estimated at £35,000 - £50,000 per annum, depending on experience. We offer hybrid working arrangements, allowing you to balance your work and personal life effectively.



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