Compliance Officer
2 weeks ago
- Assist business teams follow compliance rules when creating or updating products and services.
- Assist with key projects that support the company’s growth plans.
- Review and approve marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines.
- Provide practical advice to managers and project teams on handling regulatory issues and set clear steps to address them.
- Deliver compliance training to ensure employees understand and follow new and existing rules.
- Manage the Compliance Mailbox by responding to regulatory questions from the business.
- Stay informed about FCA/PRA requirements and how they affect the business.
- Promote a culture focused on Conduct Risk and positive Customer Outcomes.
- Understand how Conduct Risk, Treating Customers Fairly, Consumer Duty, Risk Management, and Solvency II relate to the role and suggest improvements when needed.
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Regulatory Compliance Officer
3 weeks ago
Dorking, Surrey, United Kingdom Cedar Recruitment Full timeJob DescriptionWe are looking for a Regulatory Compliance Officer to join our team. The ideal candidate will have a strong background in compliance, excellent communication skills, and the ability to work in a collaborative environment.About the CompanyCedar Recruitment is a leading recruitment agency specialising in finding top talent for our clients. We...
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Compliance Officer
2 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeJob Title: Compliance Officer - Financial RegulationDipFA Compliance Expert RequiredArtemis Recruitment Consultants Ltd is seeking a DipFA qualified Compliance Officer to join our client's team in Dorking, Surrey. As a key member of the team, you will be responsible for ensuring compliance with FCA guidelines and internal policies.About the Role:Develop and...
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Compliance Officer
2 weeks ago
Guildford, UK, Surrey, United Kingdom Hays Full timeMy client, a specialist software company, is at the cutting edge of developing innovative solutions that empower businesses to excel in a digital landscape. Based in the Guildford Area, Surrey-working in the office 5 days a week,Your new role Proactively researching industry regulations and providing in-depth analysis and guidance to the company with respect...
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Senior Compliance Officer
4 weeks ago
Guildford, UK, Surrey, United Kingdom Morgan Hunt Full timeSenior Compliance Officer Permanent Guildford, Surrey Up to £48,519 per annum Summary Morgan Hunt are currently working with a social housing provider based in Surrey, looking for a talented Senior Compliance Officer to join their team. As a Senior Compliance Officer, you will play a critical role in ensuring the Compliance Team operates seamlessly,...
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Compliance Professional
2 weeks ago
Dorking, Surrey, United Kingdom Cedar Recruitment Full timeJob Description:As a Conduct Risk Specialist, you will be responsible for providing regulatory guidance and business support to help create a culture focused on Conduct Risk and Customer Outcomes.Key Requirements:You must have strong communication and negotiation skills across various levels.A background in compliance audit or experience in a regulated sales...
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Financial Services Compliance Specialist
3 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeArtemis Recruitment Consultants Ltd is seeking an experienced Compliance Officer for our client in Dorking, Surrey.IFA Compliance Officer (DipFA) - DorkingWe are looking for a skilled professional to join our team and work directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies. The ideal...
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Compliance Assistant
4 days ago
Guildford, UK, Surrey, United Kingdom Synchronicity Financial Services Full timeSynchronicity are recruiting for a financial services client who are looking for a Compliance Assistant to join their small team. This role is broad and varied and will provide an excellent grounding in all areas of wealth management compliance, including training and support with relevant qualifications. Assisting with creating and updating policies and...
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Head of Legal and Compliance
2 weeks ago
Redhill, UK, Surrey, United Kingdom TotalEnergies Full timeTotalEnergies Gas and Power Ltd has a new opportunity for a head of Legal and Compliance to join us.The role is Responsible for leading the legal and compliance function including managing a team of 5 employees. The roles provide expert legal advice to the senior management team and work closely with internal stakeholders to mitigate risks and maintain...
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Conduct Risk Specialist
3 weeks ago
Dorking, Surrey, United Kingdom Cedar Recruitment Full timeRole Overview:We are seeking a Regulatory Expert to join our team at Cedar Recruitment. As a Compliance Advisor, you will provide regulatory guidance and business support to help create a culture focused on Conduct Risk and Customer Outcomes.Key Responsibilities:You will be responsible for managing the Compliance Mailbox and responding promptly to regulatory...
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Regulatory Expert
3 weeks ago
Dorking, Surrey, United Kingdom Cedar Recruitment Full timeAbout the Role:We are seeking a Compliance Advisor to provide regulatory guidance and business support. This role is focused on Conduct Risk and Customer Outcomes.Key Responsibilities:The successful candidate will manage the Compliance Mailbox and respond promptly to regulatory queries.Partnering across teams to ensure activities meet FCA and PRA compliance...
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IT Support Analyst for Surrey IT Consultancy
2 weeks ago
Dorking, Surrey, United Kingdom Ashdown Group Full timeAshdown Group is seeking a junior IT Support Analyst to join their well-established IT consultancy in the Dorking area of Surrey.The successful candidate will be responsible for providing remote and deskside support to circa 50 members of staff across multiple UK sites and home workers.This is an excellent opportunity for an IT professional to widen their...
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Dorking, Surrey, United Kingdom National Trust Full timeAbout UsThe National Trust is a leading conservation charity in the UK, working to protect and preserve our natural and cultural heritage. We're committed to creating an inclusive culture where everyone feels welcome and valued.Job SummaryWe're seeking a Risk Management Specialist to join our team in the London & South East Region. As an Operational Risk...
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Residential Development Administrator
4 days ago
Dorking, Surrey, United Kingdom Specialist Recruit Full timeJob Summary"As a Property Management Coordinator, you will be responsible for supporting the block management team in residential developments and estates. This role involves managing property transitions, key management, handovers, and documentation.">Key Responsibilities">Manage property-related insurance administration, including buildings, D&O,...
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Conveyancing Lawyer
3 weeks ago
Dorking, Surrey, United Kingdom G2 Legal Limited Full timeLocated in Dorking, a prestigious Legal 500 law firm is seeking an experienced Residential Property Lawyer to join its thriving team. This role is ideal for an ambitious professional eager to advance within a highly regarded property team.Key Responsibilities:Manage a comprehensive caseload of residential conveyancing matters from instruction to completion,...
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Residential Property Solicitor
3 weeks ago
Dorking, Surrey, United Kingdom Henderson Scott Limited Full timeCompany OverviewHenderson Scott Limited is a leading law firm in Surrey with offices throughout the region. As a reputable and established practice, we provide a full spectrum of services to both private clients and businesses.We are accredited under the Law Society's Conveyancing Quality Scheme (CQS), demonstrating our commitment to delivering exceptional...
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Residential Conveyancing Solicitor
3 weeks ago
Dorking, Surrey, United Kingdom Henderson Scott Limited Full timeHenderson Scott Limited is a renowned Legal 500 ranked law firm with offices throughout Surrey.About the Role:This exciting opportunity has arisen for a skilled and motivated Residential Conveyancing Fee-Earner to join their busy team in Dorking, Surrey.The ideal candidate will be a Qualified Solicitor, Licensed Conveyancer or Legal Executive with a minimum...
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Chief Financial Officer
5 days ago
Guildford, UK, Surrey, United Kingdom Norrie Johnston Recruitment - Global Executive Search & Interim Management Full timeThe Opportunity This is an outstanding opportunity for a motivated and ambitious finance professional to join the leadership team of a highly entrepreneurial and fast-growing Freight Forwarding and Logistics Group. The Group is currently growing at a rapid rate and expects turnover to be in excess of £30m in 2 years’ time. In addition, it has recently...
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Project Manager
2 weeks ago
Dorking, Surrey, United Kingdom Fawkes and Reece Full timeAn estimated salary for this position is £80,000 - £110,000 per annum.Job DescriptionFawkes and Reece are seeking a Senior Project Manager to lead our infrastructure development projects. The ideal candidate will have extensive experience in managing complex construction projects, ensuring they are completed on time, within budget, and to the required...
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Internal Auditor
1 week ago
Epsom, UK, Surrey, United Kingdom NHB Recruitment Full timeNHB Recruitment are working alongside this FTSE 100 distribution company in their search for a Internal Auditor to be based at their Epsom office.The main objectives will be to provide assurance to the department leaders, and ultimately to the Board, that internal controls are designed and operating effectively. The scope includes testing internal controls...
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Professional Services Operations Manager
2 weeks ago
Farnham, UK, Surrey, United Kingdom Agile HR Consulting Ltd Full timeWe are seeking a commercial and proactive Professional Services Operations Manager to oversee the daily operations of our office.Stratt is a consultancy firm specialising in sustainably responsible, enterprise digital transformation. We partner with executive teams from some of the world’s most recognisable brands to design, build and manage transformative...